... 13. Have you ever failed to satisfy any judgment debt under an order of a court in Hong Kong or elsewhere? ☐ Yes ☐ No 14. Have you ever been found by a court to be mentally incapacitated, or are you detained in a mental hospital, under the Mental Health Ordinance (Cap. 136)? ☐ Yes ☐ No # Business...

... same customer records into the Company’s database, in order to ensure no duplicate customer profiles are created. 23 3. Identity information Key AML/CFT Considerations – Expectation, Good Practices and Alerts Good Practice Company Identity information is captured by Optical Character Recognition (“OCR...

... same customer records into the Company’s database, in order to ensure no duplicate customer profiles are created. 23 3. Identity information Key AML/CFT Considerations – Expectation, Good Practices and Alerts Good Practice Company Identity information is captured by Optical Character Recognition (“OCR...

... such person was a director or involved in the management of a corporation in Hong Kong or elsewhere which has been wound up other than by a members' voluntary winding up or equivalent in any other jurisdiction; 4.2.5 such person has any unsatisfied judgement or court order requiring the payment of...

... information about the currently available Qualified CPD Activities? A9: There are 8 types of Qualified CPD Activities which an individual licensee can participate in order to earn CPD hours. The 8 types of Qualified CPD Activities are set out in Annex 1 to GL24. For details of the available Type 1 Qualified...

... calendar day period. However, if the last day of the 21 6 calendar day period is not a working day, the period shall include the next working day. 5.5 In order for the Cooling-off Period to commence within an appropriate time- frame of the date of issue of the life insurance policy: (a) where the life...