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⏭... Coupon Sponsor Application / Legal Advice NatCat Modeling TaxOperations/Outsourcing Securities Issuance/Listing Investor 1 2 3 45 6 7 Value chain (1) Guidelines [Legal] (2) Supervision [Regulatory] (3) Market Development [Mainland enablers] Work Group(s) with Value Chain Representation I N T E R A C T I...
https://www.ia.org.hk/english/infocenter/files/ASHK_4th_General_Insurance_Virtual_Seminar.pdf -
Date: 2021-12-09
... Coupon Sponsor Application / Legal Advice NatCat Modeling TaxOperations/Outsourcing Securities Issuance/Listing Investor 1 2 3 45 6 7 Value chain (1) Guidelines [Legal] (2) Supervision [Regulatory] (3) Market Development [Mainland enablers] Work Group(s) with Value Chain Representation I N T E R A C T I...
https://www.ia.org.hk/english/infocenter/files/ASHK_4th_General_Insurance_Virtual_Seminar.pdf -
Date: 2021-09-08
... Brokers; Rules 6(7) and 7(1) of the Insurance (Financial and Other Requirements for Licensed Insurance Broker Companies) Rules (Cap. 41L); and section 71(1) of the IO. Additionally, Convoy Financial Solutions Limited contravened paragraphs 3.7, 5.3 and 5.4 of Hong Kong Confederation of Insurance...
https://www.ia.org.hk/english/infocenter/press_releases/20230330.html -
Date: 2023-03-30
[PDF]
QAs_GL14_2020623.pdf
... Questions and Answers on “Guideline on Outsourcing” (“GL14”) Q1 Is management of investment assets by a service provider, such as providing investment advice and/or buying securities, regarded as outsourcing? A1 Such activity falls under “investment management” in Annex 1 to GL14 and is regarded...
https://www.ia.org.hk/english/legislative_framework/files/QAs_GL14_2020623.pdf -
Date: 2020-09-24
... America) (item 27) Jama'at al-Tawhid wa'al-Jihad (JTJ) (item 78) You should review your records carefully to see whether you have had, or currently have, accounts, transactions or dealings with the named individuals or entities. If such review reveals any suspicious accounts...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/circular241104.html -
Date: 2017-06-23
[PDF]
form-iaib6.pdf
... Term Insurance (IL) examination paper unless (i) exempted; or (ii) you had completed 20 extra IL CPD hours during the transitional period (i.e. 1 March 2010 to 29 February 2012) and have not since ceased to be engaged in insurance-related work in the insurance industry in Hong Kong for two consecutive...
https://www.ia.org.hk/english/infocenter/forms/files/form-iaib6.pdf -
Date: 2022-01-06
[PDF]
form-iaib6.pdf
... Term Insurance (IL) examination paper unless (i) exempted; or (ii) you had completed 20 extra IL CPD hours during the transitional period (i.e. 1 March 2010 to 29 February 2012) and have not since ceased to be engaged in insurance-related work in the insurance industry in Hong Kong for two consecutive...
https://www.ia.org.hk/english/infocenter/forms/files/form-iaib6.pdf -
Date: 2022-05-31
[PDF]
form-iaib6.pdf
... Term Insurance (IL) examination paper unless (i) exempted; or (ii) you had completed 20 extra IL CPD hours during the transitional period (i.e. 1 March 2010 to 29 February 2012) and have not since ceased to be engaged in insurance-related work in the insurance industry in Hong Kong for two consecutive...
https://www.ia.org.hk/english/infocenter/forms/files/form-iaib6.pdf -
Date: 2020-06-24