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⏭... Page 1 of 2 Practice Note supplementing Standard and Practice 7.1 of the Code of Conduct for Licensed Insurance Brokers in relation to Disclosure Requirements for Remuneration received by a Licensed Insurance Broker Company from an Insurer A. Introduction 1. Standard and Practice 7.1 of the Code...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Practice_note_on_Remuneration_Disclosure.pdf -
Date: 2020-12-21
[PDF]
GL10.pdf
... Minimum Number of INEDs 3* 1 1 4* 2 1 5 - 6 2 2 7 - 9 3 3 10 - 12 4 4 * Applicable to small authorized insurers only 6 (i) he is an employee of that insurer or of a company within the same group of companies as that of the insurer, or has been such an employee within the last three years; (ii) he is a...
https://www.ia.org.hk/english/supervision/reg_insurers_lloyd/files/GL10.pdf -
Date: 2020-09-07
[PDF]
GL10.pdf
... Minimum Number of INEDs 3* 1 1 4* 2 1 5 - 6 2 2 7 - 9 3 3 10 - 12 4 4 * Applicable to small authorized insurers only 6 (i) he is an employee of that insurer or of a company within the same group of companies as that of the insurer, or has been such an employee within the last three years; (ii) he is a...
https://www.ia.org.hk/english/legislative_framework/files/GL10.pdf -
Date: 2020-09-24
... supervisory tool to gauge the level of compliance by insurers • Routine and thematic inspection visits conducted to more than 20 insurers since April 2012 Presenter Presentation Notes Key Areas for Improvement: 1. Senior Management Oversight 2. Compliance Functions 3. Customer Risk Assessment 4. CDD Process...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/IA_AML_findings_briefing_20180531.pdf -
Date: 2021-11-12
... supervisory tool to gauge the level of compliance by insurers • Routine and thematic inspection visits conducted to more than 20 insurers since April 2012 Presenter Presentation Notes Key Areas for Improvement: 1. Senior Management Oversight 2. Compliance Functions 3. Customer Risk Assessment 4. CDD Process...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/IA_AML_findings_briefing_20180531.pdf -
Date: 2022-04-27
... supervisory tool to gauge the level of compliance by insurers • Routine and thematic inspection visits conducted to more than 20 insurers since April 2012 Presenter Presentation Notes Key Areas for Improvement: 1. Senior Management Oversight 2. Compliance Functions 3. Customer Risk Assessment 4. CDD Process...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/IA_AML_findings_briefing_20180531.pdf -
Date: 2019-11-05
... mins Welcome remarks Mr Raymond Tam, Executive Director, Policy and Development (ED(P&D)) of IA 14:35-14:45 10 mins Sharing #1 “How Next Generation Agents and Brokers can Capture the InsurTech Opportunity” Mr Lapman Lee, Insurtech Committee Co-Chair, Fintech Association of Hong Kong (“FTAHK”) 14:45-15...
https://www.ia.org.hk/english/aboutus/task_force/activities_meetings/files/Programme_Rundown_FTF_3_May_2019.pdf -
Date: 2019-06-06
... mins Welcome remarks Mr Raymond Tam, Executive Director, Policy and Development (ED(P&D)) of IA 14:35-14:45 10 mins Sharing #1 “How Next Generation Agents and Brokers can Capture the InsurTech Opportunity” Mr Lapman Lee, Insurtech Committee Co-Chair, Fintech Association of Hong Kong (“FTAHK”) 14:45-15...
https://www.ia.org.hk/english/aboutus/task_force/activities_meetings/files/Programme_Rundown_FTF_3_May_2019_v2.pdf -
Date: 2019-06-06
... America) (item 27) Jama'at al-Tawhid wa'al-Jihad (JTJ) (item 78) You should review your records carefully to see whether you have had, or currently have, accounts, transactions or dealings with the named individuals or entities. If such review reveals any suspicious accounts...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/circular241104.html -
Date: 2017-06-23