... according to Art. 3 of the MMoU; ii. obtain information from Regulated Entities; IAIS Multilateral Memorandum of Understanding on Cooperation and Information Exchange (IAIS MMoU) 15 February 2007, Revised 10 July 2014 Page 16 of 20 iii. provide information to and share it with foreign insurance industry...

... facts which ought to be disclosed by the client to the insurer; and (iii) any declaration which needs to be made by the client in respect of the application and give the client the opportunity to review it before the client signs or makes the declaration. Conduct in Focus P.8 Examples Here are some...

... Business; (ii) one Principal if the activities of the syndicates include both (i) General or Restricted Scope Travel Business and (ii) Long Term Business, but the insurance agent’s activities are restricted to just one of those activities; (iii) two Principals if the activities of the syndicates include...

...盡快核實身分﹔ (e) 告知客戶，金融機構在責任上因身分核實措施未能完 成而終止業務關係； (f) 適當地限制在等候完成身分核實措施期間的交易次數 及類別；及 47 (g) 確保不支付客戶的資金予任何第三者。在下述條件規 限下，或可作出例外安排17而付款予第三者： (i) 沒有洗錢/恐怖分子資金籌集活動的懷疑； (ii) 洗錢/恐怖分子資金籌集的風險評定屬於低度； (iii) 交易經高級管理層批准，而高級管理層在批准進 行交易前已對業務性質作出考慮；及 (iv) 收款人的姓名/名稱與監察名單不吻合，例如恐怖 分子嫌疑人物及政治人物。 4.7.7 金融機構不得利用此等寬免措施去規避盡職審查程序...

... statements that give a true and fair view of its financial position and financial performance to be prepared from time to time; (iii) account for all client monies that it receives or holds; and (iv) demonstrate— (A) compliance by it with these Rules; and (B) that there is no contravention of section 71(1...

... statements that give a true and fair view of its financial position and financial performance to be prepared from time to time; (iii) account for all client monies that it receives or holds; and (iv) demonstrate— (A) compliance by it with these Rules; and (B) that there is no contravention of section 71(1...

... statements that give a true and fair view of its financial position and financial performance to be prepared from time to time; (iii) account for all client monies that it receives or holds; and (iv) demonstrate— (A) compliance by it with these Rules; and (B) that there is no contravention of section 71(1...

... statements that give a true and fair view of its financial position and financial performance to be prepared from time to time; (iii) account for all client monies that it receives or holds; and (iv) demonstrate— (A) compliance by it with these Rules; and (B) that there is no contravention of section 71(1...

... is a shortage of technical pricing skills and established practice in this area which results from the market having historically been tariff-rated, and (iii) most small insurers do not have the funds to invest in developing new systems or skill-sets. In the light of (i) above, the need for reliable...

... is a shortage of technical pricing skills and established practice in this area which results from the market having historically been tariff-rated, and (iii) most small insurers do not have the funds to invest in developing new systems or skill-sets. In the light of (i) above, the need for reliable...