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⏭...有權攤分或控制該合夥的資本或 利潤的25%以上； (ii) 直接或間接地有權行使在該合夥的投票權的 25%以上，或支配該比重的投票權的行使；或 (iii) 行使對該合夥的管理最終的控制權；或 (b) 如該合夥是代表另一人行事，指該另一人。 25 附表2第1條 4.4.7 就除合夥外的不屬法團團體而言，實益擁有人指： (a) 最終擁有或控制該不屬法團團體的個人；或 (b) 如該不屬法團團體是代表另一人行事，指該另一 人。 附表2第2(1)(b) 條 4.4.8 如客戶為法人，保險機構應識別任何最終掌有該法人的 控制性擁有權權益 (即25%以上 )的自然人，以及任何對 該法人或其管理層行使控制權的...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/20190913_1_Appendix_B.pdf -
Date: 2019-12-24
... Liability and Product Liability” and /or “Part III-Strict Liability” and/ or “Part IV-Employer's Liability and Motor Liability” and/ or “Part V-Directors' & Officers' Liabil 法律責任證書課程 第一單元 – 疏忽及因他人作為的責任” 及/或 選修個別單元 “第二單元 – 佔用人責任及產品責任” 及/或 選修個別單元 “第三單元– 嚴格責任” 及/或 選修個別單元 “第四單元 –僱主責任及汽車責任” 及/或 選修個別單元 “第五單元 –董事及...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/List_of_Approved_T1_CPD_adopting_VC.pdf -
Date: 2021-12-06
... statistics in the context of: (i) its obligation to handle claims fairly and promptly; (ii) its overall exposure to conduct risk; and (iii) the impact of its claims handling processes on the overall corporate culture of the insurer. 11) An authorized insurer must have in place proper...
https://www.ia.org.hk/english/legislative_framework/Conduct_in_Focus_Issue_07_(Special_Supplement_02).html -
Date: 2023-05-12
... sufficient to— (i) explain, and reflect the financial position and operation of, such business; (ii) enable financial statements that give a true and fair view of its financial position and financial performance to be prepared from time to time; (iii) account for all client monies that it receives or holds...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/Insurance_FinancialandOtherRequirementsforLicensedInsuranceBrokerCompanies_Rules.pdf -
Date: 2020-06-24
... HONG KONG MONEY LAUNDERING AND TERRORIST FINANCING RISK ASSESSMENT REPORT April 2018 FOREWORD BY FINANCIAL SECRETARY i HONG KONG’S ANTI-MONEY LAUNDERING/COUNTER- FINANCING OF TERRORISM POLICY iii EXECUTIVE SUMMARY v 1. INTRODUCTION TO HONG KONG 1 Geographical Position Population Language...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/hk-risk-assessment-report_e.pdf -
Date: 2021-11-12
... HONG KONG MONEY LAUNDERING AND TERRORIST FINANCING RISK ASSESSMENT REPORT April 2018 FOREWORD BY FINANCIAL SECRETARY i HONG KONG’S ANTI-MONEY LAUNDERING/COUNTER- FINANCING OF TERRORISM POLICY iii EXECUTIVE SUMMARY v 1. INTRODUCTION TO HONG KONG 1 Geographical Position Population Language...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/hk-risk-assessment-report_e.pdf -
Date: 2022-04-27
... HONG KONG MONEY LAUNDERING AND TERRORIST FINANCING RISK ASSESSMENT REPORT April 2018 FOREWORD BY FINANCIAL SECRETARY i HONG KONG’S ANTI-MONEY LAUNDERING/COUNTER- FINANCING OF TERRORISM POLICY iii EXECUTIVE SUMMARY v 1. INTRODUCTION TO HONG KONG 1 Geographical Position Population Language...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/hk-risk-assessment-report_e.pdf -
Date: 2019-11-05