... full upon request of the lenders. It was also observed that the use of premium financing was sometimes not appropriately taken into consideration by insurance intermediaries in the course of carrying on their regulated activities, falling short of the expectations on insurance intermediaries in...

... in the prompt resolution of this matter1. A full Statement of Disciplinary Action can be found here. For further information on the IA’s enforcement work, please see the “Enforcement News” section of the IA’s website. Public disciplinary actions against licensed...

... document remains valid (applicable to applicant for Technical Representative registration only). Notes for Incidental Matters (a) An address that is obviously not of a residence will not be accepted. (b) The full name (identical to that shown on identity document) and address shall be printed or written...

... matters ? Compliance Officer • Principle function – – Provide support and guidance to the senior management to ensure ML/TF risks are management to ensure ML/TF risks are adequately managed – Oversight of all activities relating to the prevention and detection of ML/TF x Compliance reviews are conducted...