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⏭... requirements is assessed annually. For the CPD assessment dates and the related assessment procedures, please contact the respective SROs. Qualified CPD Activities 8. Unless otherwise stated in paragraphs 9, and 14 to 17, qualified CPD activities are structured activities (i.e. activities which require...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/1_IARB_20140624_Updated_CPD_Info_Sheet_20190823.pdf -
Date: 2019-12-20
... request for information is refused. Requests for information will be handled as promptly and helpfully as possible, and if necessary members of the public will be asked to clarify their requests or directed to the most appropriate government bureau(x) / department(s) or other non-government bodies....
https://www.ia.org.hk/english/access_info/files/Insurance_Authoritys_Code.pdf -
Date: 2018-08-08
[PDF]
Interpretation_Notes.pdf
... effective from 15 July 2015), particularly Regulations 14.7.2, 14.7.6 and 14.8; and e. “Regulations for Insurance Brokers Engaged in Advising on Linked Long Term Insurance or Arranging or Negotiating Policies of Linked Long Term Insurance” (version effective from 1 November 2011); (c) Requirements relating...
https://www.ia.org.hk/english/legislative_framework/files/Interpretation_Notes.pdf -
Date: 2020-09-24
... effective from 15 July 2015), particularly Regulations 14.7.2, 14.7.6 and 14.8; and e. “Regulations for Insurance Brokers Engaged in Advising on Linked Long Term Insurance or Arranging or Negotiating Policies of Linked Long Term Insurance” (version effective from 1 November 2011); (c) Requirements relating...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/GL_26_Interpretation_Notes_Eng.pdf -
Date: 2020-06-24
[PDF]
Interpretation_Notes.pdf
... effective from 15 July 2015), particularly Regulations 14.7.2, 14.7.6 and 14.8; and e. “Regulations for Insurance Brokers Engaged in Advising on Linked Long Term Insurance or Arranging or Negotiating Policies of Linked Long Term Insurance” (version effective from 1 November 2011); (c) Requirements relating...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Interpretation_Notes.pdf -
Date: 2019-11-29
[PDF]
e-ppt20131017-01.pdf
... 4 Chapter 2 Chapter 2 –– AML/CFT systemsAML/CFT systems 2.2: establish & implement AML/CFT systems, taking into account risk factors (2.3-2.8) 2.1 & 2.9: AML/CFT systems = internal P&P + Controls* * senior management oversight * appointing CO & MLRO * compliance & audit function * staff screening...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/e-ppt20131017-01.pdf -
Date: 2021-11-12
[PDF]
e-ppt20131017-01.pdf
... 4 Chapter 2 Chapter 2 –– AML/CFT systemsAML/CFT systems 2.2: establish & implement AML/CFT systems, taking into account risk factors (2.3-2.8) 2.1 & 2.9: AML/CFT systems = internal P&P + Controls* * senior management oversight * appointing CO & MLRO * compliance & audit function * staff screening...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/e-ppt20131017-01.pdf -
Date: 2022-04-27
[PDF]
e-ppt20131017-01.pdf
... 4 Chapter 2 Chapter 2 –– AML/CFT systemsAML/CFT systems 2.2: establish & implement AML/CFT systems, taking into account risk factors (2.3-2.8) 2.1 & 2.9: AML/CFT systems = internal P&P + Controls* * senior management oversight * appointing CO & MLRO * compliance & audit function * staff screening...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/e-ppt20131017-01.pdf -
Date: 2019-11-05
[PDF]
GL27_English.pdf
...……………...….…………………………... 4 5. Policy Replacement………………...…...………………………... 5 6. Important Facts Statement – Policy Replacement……….……….. 7 7. Internal Policy Replacements……….……...…………………….. 8 8. Complaints Monitoring…………………………………………... 9 9. Effective Controls and Procedures to be established by Authorized Insurers, Licensed...
https://www.ia.org.hk/english/legislative_framework/files/GL27_English.pdf -
Date: 2020-09-24
[PDF]
Long_term_policy.pdf
...……………...….…………………………... 4 5. Policy Replacement………………...…...………………………... 5 6. Important Facts Statement – Policy Replacement……….……….. 7 7. Internal Policy Replacements……….……...…………………….. 8 8. Complaints Monitoring…………………………………………... 9 9. Effective Controls and Procedures to be established by Authorized Insurers, Licensed...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/Long_term_policy.pdf -
Date: 2020-06-24