... registered with IARB with at least 15 years’ industry experience before 23 September 2019 . Chief Executives previously registered with CIB/PIBA . Technical Representatives registered with CIB/PIBA with at least 15 years’ industry experience before 23 September 2019 Licensed Insurance Broker Company Deemed...

... 4 Chapter 2 Chapter 2 –– AML/CFT systemsAML/CFT systems 2.2: establish & implement AML/CFT systems, taking into account risk factors (2.3-2.8) 2.1 & 2.9: AML/CFT systems = internal P&P + Controls* * senior management oversight * appointing CO & MLRO * compliance & audit function * staff screening...

... 4 Chapter 2 Chapter 2 –– AML/CFT systemsAML/CFT systems 2.2: establish & implement AML/CFT systems, taking into account risk factors (2.3-2.8) 2.1 & 2.9: AML/CFT systems = internal P&P + Controls* * senior management oversight * appointing CO & MLRO * compliance & audit function * staff screening...

... 4 Chapter 2 Chapter 2 –– AML/CFT systemsAML/CFT systems 2.2: establish & implement AML/CFT systems, taking into account risk factors (2.3-2.8) 2.1 & 2.9: AML/CFT systems = internal P&P + Controls* * senior management oversight * appointing CO & MLRO * compliance & audit function * staff screening...

...) has been adjudicated by any court or other competent authority in Hong Kong or elsewhere civilly liable for any fraud, misfeasance or misconduct? ☐ Yes ☐ No 7. Have you ever been subject to receivership, administration, liquidation or other similar proceedings? ☐ Yes ☐ No 8. Have you ever entered into...

...) has been adjudicated by any court or other competent authority in Hong Kong or elsewhere civilly liable for any fraud, misfeasance or misconduct? ☐ Yes ☐ No 7. Have you ever been subject to receivership, administration, liquidation or other similar proceedings? ☐ Yes ☐ No 8. Have you ever entered into...

...) has been adjudicated by any court or other competent authority in Hong Kong or elsewhere civilly liable for any fraud, misfeasance or misconduct? ☐ Yes ☐ No 7. Have you ever been subject to receivership, administration, liquidation or other similar proceedings? ☐ Yes ☐ No 8. Have you ever entered into...

... requirements is assessed annually. For the CPD assessment dates and the related assessment procedures, please contact the respective SROs. Qualified CPD Activities 8. Unless otherwise stated in paragraphs 9, and 14 to 17, qualified CPD activities are structured activities (i.e. activities which require...

... and cleared by the Central Moneymarkets Unit operated by the Hong Kong Monetary Authority. Sum of Grants The grant covers the upfront costs of an eligible ILS issuance. The sum of grant for each issuance is the lesser of HK$12 million or 100% of total upfront costs incurred if maturity of the ILS...

... Stones Next Steps 7. OTHER PAYMENT METHODS 89 Overview Stored Value Facilities Virtual Currencies Next Steps 8. LEGAL PERSONS AND ARRANGEMENTS 95 Legal Persons and Other Entities Legal Arrangements Company Formation and Legal Requirements Next Steps 9. TERRORIST FINANCING 101 Terrorism Threat Terrorist...