... 13. Have you ever failed to satisfy any judgment debt under an order of a court in Hong Kong or elsewhere? ☐ Yes ☐ No 14. Have you ever been found by a court to be mentally incapacitated, or are you detained in a mental hospital, under the Mental Health Ordinance (Cap. 136)? ☐ Yes ☐ No # Business...

... which an agency relationship may arise? (i) By order of the Chief Executive; (ii) By agreement; (iii) By court order; (iv) By ratification. (a) (i) and (ii) only; ..... (b) (i), (ii) and (iii) only; ..... (c) (iii) and (iv) only; ..... (d) (ii) and (iv) only. ..... [Answer may be found in 2.2.2] [If...

... ..... [Answer may be found in 2.2.2(b)] Type ‘B’ Questions 3 Which of the following are ways in which an agency relationship may arise? (i) By order of the Chief Executive; (ii) By agreement; (iii) By court order; (iv) By ratification. (a) (i) and (ii) only; ..... (b) (i), (ii) and (iii) only; ..... (c) (iii...

... P&P Study Notes Insurance Intermediaries Quality Assurance Scheme Principles and Practice of Insurance Examination Study Notes 2017 Edition i PREFACE These Study Notes have been prepared to correspond with the various Chapters in the Syllabus for the Principles and Practice of Insurance Examination...

... Insurance Intermediaries Quality Assurance Scheme Principles and Practice of Insurance Examination Study Notes 2017 Edition 1 Study Notes for Principles and Practice of Insurance Examination Update Renaming of The Insurance Claims Complaints Bureau The Insurance Claims Complaints Bureau (‘ICCB’) ha...

... same customer records into the Company’s database, in order to ensure no duplicate customer profiles are created. 23 3. Identity information Key AML/CFT Considerations – Expectation, Good Practices and Alerts Good Practice Company Identity information is captured by Optical Character Recognition (“OCR...

... same customer records into the Company’s database, in order to ensure no duplicate customer profiles are created. 23 3. Identity information Key AML/CFT Considerations – Expectation, Good Practices and Alerts Good Practice Company Identity information is captured by Optical Character Recognition (“OCR...