... hours 15 hours At least 3 hours on Ethics or Regulations Online training courses max 5 hours annually ≥HK$100,000 capital and net assets value HK$3 million limit of indemnity for Professional Indemnity Insurance keep client monies in a designated separate client account. keep proper books and accounts...

... Legislation Tipping Off Offence s.25A(5) of DTROP / OSCO – Tipping Off ( i.e. to disclose to other person) – Any matter likely to prejudice an investigation • PENALTY: – On conviction on indictment : Fine HK$500,000 & 3 years’ imprisonment – On summary conviction : Fine HK$100,000 & 1 year imprisonment 香港 警察...

... below: Submitted on or before (in HK$) Documentary proof of: 28 Feb 2011 31 Aug 2011 29 Feb 2012 Passing e-IL Paper Exemption by recognized qualification 0 100 200 20 extra IL CPD Hours 350 700 Time Line Various relevant dates are summarized in the following table for ease of reference: Date Per IIQAS...

... importance: Chapter Relative Weight 1 12% 2 16% 3 30% 4 9% 5 5% 6 21% 7 7% Total 100% 1/1 1 RISK AND INSURANCE 1.1 CONCEPT OF RISK 1.1.1 Meaning of Risk There have been many attempts to define ‘risk’. Probably, to most of us, ‘risk’ contains a suggestion of loss or danger. We may therefore define it as...

... importance: Chapter Relative Weight 1 12% 2 16% 3 30% 4 9% 5 5% 6 21% 7 7% Total 100% 1/1 1 RISK AND INSURANCE 1.1 CONCEPT OF RISK 1.1.1 Meaning of Risk There have been many attempts to define ‘risk’. Probably, to most of us, ‘risk’ contains a suggestion of loss or danger. We may therefore define it as...

...,631 59,535 51,906 49,691 (109) 4,902 61 2,227 紅色 Red 綜合 Comprehensive 4,344 3,984 4,252 344 337 4,315 4,165 2,423 0 361 1,131 37,130 84 第三者 Third Party 27,100 24,889 23,199 1,846 1,806 20,205 16,151 10,786 0 2,251 8,356 697 綜合 Comprehensive 21,644 19,982 22,250 4,537 4,218 5,661 5,463 5,764 (56) 2,286...

... January to June 2019 汽車, 損壞及法律責任 (直接業務) Motor Vehicle, Damage & Liability (Direct Business) 汽車類別 Type of Motor Vehicle 私家車 Private Cars 貨車 Goods Carrying Vehicles 其他 Others 總額 Grand Total 的士 Taxis 私營小型巴士及 非特許經營巴士 Private Light Buses & Non-Franchised Buses 電單車 Motor Cycles 毛保費 淨保費 滿期保費 淨額 須付的佣金 毛額 須付的佣金 淨額...

... consideration to the ML/TF threats and vulnerabilities identified in the Report that are relevant to their own circumstances in their IRA process 2 IRA (Cont’d) documented the IRA process;  considered all the risks factors before determining the level of overall risk and level & type of mitigation to be...

... consideration to the ML/TF threats and vulnerabilities identified in the Report that are relevant to their own circumstances in their IRA process 2 IRA (Cont’d) documented the IRA process;  considered all the risks factors before determining the level of overall risk and level & type of mitigation to be...

..., please also check the Register of Licensed Insurance Intermediaries to ensure the applicant is not holding an active licence with the Insurance Authority.   If the applicant is holding an active licence and he/she/it is not going to change his/her/its licence type under a new...