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⏭... action follows an investigation by the IA which found that between January 2015 and 2017, the Companies (under the names of Metlife Limited and Metropolitan Life Insurance Company of Hong Kong Limited) contravened seven specified provisions, namely sections 5(1), 10(1), 10(2), 15, 19(1), 19(3) and 23 of...
https://www.ia.org.hk/english/infocenter/press_releases/files/Statement_of_Disciplinary_Action_20220131.pdf -
Date: 2022-01-31
... Page 1 of 3 Practice Note supplementing Standard and Practice 5.4 of the Code of Conduct for Licensed Insurance Brokers in relation to Client Agreements which a Licensed Insurance Broker Company enters into with a client for Linked Long Term Business A. Introduction 1. Standard and Practice 5.4(a...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Practice_note_on_Client_Agreement_ILAS.pdf -
Date: 2020-06-15
... Page 1 of 3 Practice Note supplementing Standard and Practice 5.4 of the Code of Conduct for Licensed Insurance Brokers in relation to Client Agreements which a Licensed Insurance Broker Company enters into with a client for Linked Long Term Business A. Introduction 1. Standard and Practice 5.4(a...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Practice_note_on_Client_Agreement_ILAS.pdf -
Date: 2020-12-21
[PDF]
circulars01.pdf
... insureds. We therefore propose to establish a capital requirement in the amount of 1.5% of an insurance company’s total balance sheet assets, for exposure to operational risks. This document presents a review of trends and developments throughout the world, a review of types of models for capital adequacy...
https://www.ia.org.hk/english/infocenter/files/circulars01.pdf -
Date: 2019-09-03
[PDF]
circulars01.pdf
... insureds. We therefore propose to establish a capital requirement in the amount of 1.5% of an insurance company’s total balance sheet assets, for exposure to operational risks. This document presents a review of trends and developments throughout the world, a review of types of models for capital adequacy...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/circulars01.pdf -
Date: 2019-09-10
[DOCX]
sn-long-2015.docx
... Risk-return Trade-off 2.1.4 Risk Reduction Techniques 2.1.5 Risk Management Process 2.1.6 Financial Risk Management in Hong Kong 2.2 Investment Considerations 2/12 2.2.1 Basic Economics 2.2.2 Global Economy 2.2.3 Economic Factors Affecting the Financial Markets 2.2.4 Investment Objective and Risk Tolerance...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/sn-long-2015.docx -
Date: 2019-12-02
... Guideline on "Fit and Proper" Criteria for Licensed Insurance Intermediaries under the Insurance Ordinance (Cap. 41) List of Acceptable Insurance Qualifications The insurance qualifications specified for the purpose of paragraph 5.2(a)(vii) in respect of an Individual Licensee1 and paragraph 5.4(a...
https://www.ia.org.hk/english/legislative_framework/files/Insurance_Qualifications_Eng.pdf -
Date: 2020-09-24
... Guideline on "Fit and Proper" Criteria for Licensed Insurance Intermediaries under the Insurance Ordinance (Cap. 41) List of Acceptable Insurance Qualifications The insurance qualifications specified for the purpose of paragraph 5.2(a)(vii) in respect of an Individual Licensee1 and paragraph 5.4(a...
https://www.ia.org.hk/english/legislative_framework/files/Jun_2020_Insurance_Qualifications_Eng.pdf -
Date: 2020-09-24