... Intermediary Licence No. (if applicable) II. Particulars of Proposed Responsible Officer (“RO”) Name in English Surname First/Other Names Name in Chinese (if any) † Is the Proposed RO an Individual Licensee? ☐ Yes (If Yes, please indicate the licence type and the Insurance Intermediary Licence No....
https://www.ia.org.hk/english/infocenter/forms/files/RO_Application_Form_A3.pdf -
Date: 2020-06-24
... Intermediary Licence No. (if applicable) II. Particulars of Proposed Responsible Officer (“RO”) Name in English Surname First/Other Names Name in Chinese (if any) † Is the Proposed RO an Individual Licensee? ☐ Yes (If Yes, please indicate the licence type and the Insurance Intermediary Licence No....
https://www.ia.org.hk/english/infocenter/forms/files/FormA3ResponsibleOfficerApplication.pdf -
Date: 2019-09-22
... investment-linked type of long term business, there are adequate accounting procedures to enable assets and liabilities to be identified and properly valued and timely reports to be furnished to the policy holders and that the applicant has available sufficient investment management expertise to manage the invested...
https://www.ia.org.hk/english/supervision/reg_insurers_lloyd/files/GL1.pdf -
Date: 2020-06-22
... with a high credit rating, its middle market quotation/market value is admitted in full (rule 4(1)). For those with a lower credit rating or without credit rating, its middle market quotation/market value is admitted up to 90% or 75%, as appropriate (rule 4(2) and (3)). 5.6 “Listed”, as defined in rule...
https://www.ia.org.hk/english/legislative_framework/files/GL2.pdf -
Date: 2020-09-24
... 主席的話 Chairman’s Message 第一章 保險業監管局 Chapter 1 About the Insurance Authority 第二章 機構管治 Chapter 2 Corporate Governance 第三章 2016-17年度主要工作 Chapter 3 Major Initiatives in 2016-17 第四章 展望 Chapter 4 Outlook 報告及財務報表 Reports and Financial Statements 附錄 Appendices 2 6 10 14 20 24 44 目錄 Contents 2 保險業監管局 Insuran...
https://www.ia.org.hk/english/infocenter/files/Insurance_Authorit_ESS_2016_17.pdf -
Date: 2020-07-16
... 主席的話 Chairman’s Message 第一章 保險業監管局 Chapter 1 About the Insurance Authority 第二章 機構管治 Chapter 2 Corporate Governance 第三章 2016-17年度主要工作 Chapter 3 Major Initiatives in 2016-17 第四章 展望 Chapter 4 Outlook 報告及財務報表 Reports and Financial Statements 附錄 Appendices 2 6 10 14 20 24 44 目錄 Contents 2 保險業監管局 Insuran...
https://www.ia.org.hk/english/infocenter/files/Insurance_Authorit_ESS_2016_17.pdf -
Date: 2021-12-14
... 主席的話 Chairman’s Message 第一章 保險業監管局 Chapter 1 About the Insurance Authority 第二章 機構管治 Chapter 2 Corporate Governance 第三章 2016-17年度主要工作 Chapter 3 Major Initiatives in 2016-17 第四章 展望 Chapter 4 Outlook 報告及財務報表 Reports and Financial Statements 附錄 Appendices 2 6 10 14 20 24 44 目錄 Contents 2 保險業監管局 Insuran...
https://www.ia.org.hk/english/infocenter/files/Insurance_Authorit_ESS_2016_17.pdf -
Date: 2022-05-24
... 主席的話 Chairman’s Message 第一章 保險業監管局 Chapter 1 About the Insurance Authority 第二章 機構管治 Chapter 2 Corporate Governance 第三章 2016-17年度主要工作 Chapter 3 Major Initiatives in 2016-17 第四章 展望 Chapter 4 Outlook 報告及財務報表 Reports and Financial Statements 附錄 Appendices 2 6 10 14 20 24 44 目錄 Contents 2 保險業監管局 Insuran...
https://www.ia.org.hk/english/infocenter/files/Insurance_Authorit_ESS_2016_17.pdf -
Date: 2020-06-23
...: the predicate offence is likely to have taken place in another jurisdiction not susceptible to proof in Hong Kong, and the proceeds of such crimes are likely to have passed through various layers and transformations aimed at concealing their provenance. (See paragraphs 90-91 of HKSAR v Yeung Ka Sing...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/hk-risk-assessment-report_e.pdf -
Date: 2021-11-12
...: the predicate offence is likely to have taken place in another jurisdiction not susceptible to proof in Hong Kong, and the proceeds of such crimes are likely to have passed through various layers and transformations aimed at concealing their provenance. (See paragraphs 90-91 of HKSAR v Yeung Ka Sing...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/hk-risk-assessment-report_e.pdf -
Date: 2022-04-27