... The Insurance Companies (Margin of Solvency) Regulation elaborates on the calculation of solvency margin by class of business for long-term business. In summary, the solvency margin calculation is factor-based and is subject to dollar amount minimums, which vary by type of insurers. In general, the...

... companies should have effective controls in place to ensure customers are aware of the possible risks associated with switching investment choices or placing top-up investment after policy inception that may become inconsistent with their risk profile. What type of controls would be considered as effective...

... companies should have effective controls in place to ensure customers are aware of the possible risks associated with switching investment choices or placing top-up investment after policy inception that may become inconsistent with their risk profile. What type of controls would be considered as effective...

... companies should have effective controls in place to ensure customers are aware of the possible risks associated with switching investment choices or placing top-up investment after policy inception that may become inconsistent with their risk profile. What type of controls would be considered as effective...

... 214,109 100,931 100,955 12 12 90,681 68,655 2,318 2,259 - - - - 518,670 409,084 - - - - - - 1,068 679 - - - - 1,068 679 - - - - 4,396 2,824 - - - - - - 207,984 147,759 169,871 149,790 847 101 50,067 21,478 3,556 1,010 - - - - 706,354 387,973 - - - - 26 26 - - - - - - 6,680 4,569 115,561 10,234 - - 89...

... differentiation, a specific set of Important Facts Statement must be prepared for this purpose and must be used for business introduced from this type of intermediary. For the avoidance of doubt, however, Member Companies must still follow the requirement under 7.8 of the GN15 during the underwriting process for...

...工作天後仍未能完 成，金融機構應暫時中止與客戶的業務關係及避免進 行進一步交易(在可行情況下將資金退回資金來源則 不在此限)；及 (c) 如有關核實在建立業務關係後 120 個工作天後仍未能 完成，金融機構應終止與客戶的業務關係。 《販毒(追討得 益) 條例》及《有 組織及嚴重罪行 條例》第25A條及 4.7.9 金融機構應評估未能完成核實是否有理據令其知悉或懷疑 有洗錢/恐怖分子資金籌集情況，並考慮是否宜向財富情報 組提交報告。 18 同一原則適用於核實直接客戶的地址，例如合理的時限是90個工作天。 49 《聯合國(反恐 怖主義措施) 條 例》第12條 4.7.10 如在終止業務關係時已收到客戶...

... 指引 3 打擊洗錢 及 恐怖分子資金籌集指引 (適用於經營長期業務或就長期業務提供 意見的獲授權保險人、再保險人、獲委 任保險代理人及獲授權保險經紀) 保險業監管局 2018 年 11 月 目錄 頁數 第 1 章 概覽 ...................................................................................... 1 第 2 章 風險為本方法 ..................................................................... 8 第 3 章 打擊洗錢及恐怖分子...

... 打擊洗錢 指引 3 打擊洗錢 及 恐怖分子資金籌集指引 (適用於經營長期業務的獲授權保險人及再保險人，以及就長 期業務進行受規管活動的持牌個人保險代理、 持牌保險代理機構及持牌保險經紀公司)或就長期業務提供 意見的獲授權保險人、再保險人、獲委 任保險代理人及獲授權保險經紀) 保險業監管局 2019 年 9 月 2018 年 11 月 目錄 頁數 第 1 章 概覽 ...................................................................................... 1 第 2 章 風險為本方法 .................