... IO. 4 For the definition of “regulated person”, please refer to section 80 of the IO. 3 The nature of money laundering and terrorist financing s.1, Sch. 1, AMLO 1.9 The term “money laundering” (ML) is defined in section 1 of Part 1 of Schedule 1 to the AMLO and means an act intended to have the effect...

... person”, please refer to section 80 of the IO. 3 In addition, a failure to comply with any provision of this Guideline by IIs may reflect adversely on the fitness and properness of their directors and controllers, and may result in disciplinary action taken against IIs. The nature of money laundering and...

... Consultation Paper on the Draft Insurance (Group Capital) Rules Consultation Paper on Draft Insurance (Group Capital) Rules 1 FOREWORD 1. This paper is published by the Insurance Authority to consult the public on the draft rules to be made under section 129 of the Insurance Ordinance (Cap. 41), na...

... Appendix A GL3 Guideline on Anti-Money Laundering and Counter- Terrorist Financing (For authorized insurers, reinsurers, appointed insurance agents and authorized insurance brokers carrying on or advising on long term business) Insurance Authority June 2017March 2018 Contents Page Chapter 1 Overvie...

... 80 條。 3 (a) 存放─實際處置來自非法活動的現金得益； (b) 分層交易─透過複雜的多層金融交易，將非法得益與 其來源分開，目的是掩飾審計線索和隱藏款項來源及 擁有人的身分；及 (c) 整合─為犯罪得來的財富製造表面合法的印象。如分 層交易過程成功，整合計劃會將經過清洗的得益實際 回流至一般金融體系，令人以為有關得益是來自合法 商業活動或與該等活動有關。 《打擊洗錢條 例》附表 1 第 1 條 1.11 「恐怖分子資金籌集」此用語的定義載於《打擊洗錢條 例》附表 1 第 1 部第 1 條，指： (a) 在下述情況以任何方法直接或間接地提供或籌集財產 — (i) 懷有將該財產的全部或部分...

... GL3 Guideline on Anti-Money Laundering and Counter- Terrorist Financing (For authorized insurers, reinsurers, appointed insurance agents and authorized insurance brokers carrying on or advising on long term business) Insurance Authority November 2018 Contents Page Chapter 1 Overview ..................

... 指引 3 打擊洗錢 及 恐怖分子資金籌集指引 (適用於經營長期業務或就長期業務提供 意見的獲授權保險人、再保險人、獲委 任保險代理人及獲授權保險經紀) 保險業監管局 2018 年 11 月 目錄 頁數 第 1 章 概覽 ...................................................................................... 1 第 2 章 風險為本方法 ..................................................................... 8 第 3 章 打擊洗錢及恐怖分子...

... Risk-Based Approach Guidance for Life Insurance Sector Financial Action Task Force Groupe d’action financière Risk-Based Approach Guidance for the Life Insurance Sector October 2009 FATF Report THE FINANCIAL ACTION TASK FORCE (FATF) The Financial Action Task Force (FATF) is an independent inter-gov...

... Risk-Based Approach Guidance for Life Insurance Sector Financial Action Task Force Groupe d’action financière Risk-Based Approach Guidance for the Life Insurance Sector October 2009 FATF Report THE FINANCIAL ACTION TASK FORCE (FATF) The Financial Action Task Force (FATF) is an independent inter-gov...

... Risk-Based Approach Guidance for Life Insurance Sector Financial Action Task Force Groupe d’action financière Risk-Based Approach Guidance for the Life Insurance Sector October 2009 FATF Report THE FINANCIAL ACTION TASK FORCE (FATF) The Financial Action Task Force (FATF) is an independent inter-gov...