... potential policy holders or the public interest (section 80(1) of the Ordinance); (b) whether a licensed insurance broker is fit and proper to remain licensed (section 95(6) of the Ordinance); (c) whether a licensed insurance broker or responsible officer of a licensed insurance broker company has satisfied...

... Consultation Conclusions on the Draft Code of Conduct for Licensed Insurance Agents September 2019 Consultation Conclusions on the Draft Code of Conduct for Licensed Insurance Agents 1 Contents Introduction 2 Feedback Received and Insurance Authority’s Response 3 Conclusions and Next Steps 26 Annex...

... Consultation Conclusions on the Draft Code of Conduct for Licensed Insurance Brokers September 2019 Consultation Conclusions on the Draft Code of Conduct for Licensed Insurance Brokers 1 Contents Introduction 2 Feedback Received and Insurance Authority’s Response 3 Conclusions and Next Steps 26 Ann...

... Consultation Conclusions on the Draft Code of Conduct for Licensed Insurance Agents September 2019 Consultation Conclusions on the Draft Code of Conduct for Licensed Insurance Agents 1 Contents Introduction 2 Feedback Received and Insurance Authority’s Response 3 Conclusions and Next Steps 26 Annex...

... Consultation Conclusions on the Draft Code of Conduct for Licensed Insurance Brokers September 2019 Consultation Conclusions on the Draft Code of Conduct for Licensed Insurance Brokers 1 Contents Introduction 2 Feedback Received and Insurance Authority’s Response 3 Conclusions and Next Steps 26 Ann...

... responses, however, indicated support for the higher amount of $500,000. Other respondents suggested that the minimum levels should be increased but to a lower amount, for example $200,000 or $250,000. 14. One respondent pointed out that certain insurance broker companies did not hold client monies, the...

... responses, however, indicated support for the higher amount of $500,000. Other respondents suggested that the minimum levels should be increased but to a lower amount, for example $200,000 or $250,000. 14. One respondent pointed out that certain insurance broker companies did not hold client monies, the...

... responses, however, indicated support for the higher amount of $500,000. Other respondents suggested that the minimum levels should be increased but to a lower amount, for example $200,000 or $250,000. 14. One respondent pointed out that certain insurance broker companies did not hold client monies, the...

... responses, however, indicated support for the higher amount of $500,000. Other respondents suggested that the minimum levels should be increased but to a lower amount, for example $200,000 or $250,000. 14. One respondent pointed out that certain insurance broker companies did not hold client monies, the...

... IO. 4 For the definition of “regulated person”, please refer to section 80 of the IO. 3 The nature of money laundering and terrorist financing s.1, Sch. 1, AMLO 1.9 The term “money laundering” (ML) is defined in section 1 of Part 1 of Schedule 1 to the AMLO and means an act intended to have the effect...