... official meeting link for the video conference Intermediaries must conduct video conferences with clients through their insurer’s system or company account. When you receive an email with a link to the video conference, you should proactively contact your insurer or intermediary to...

... latest FATF standards and methodology, including: (1) Implementation of a money laundering risk assessment mechanism (2) Public consultation on establishing a reporting system on the physical cross-boundary transportation of cash (“R32 System”) (3) Identification of gaps between existing legislation...

...) Ordinance (Cap. 628) (“the Ordinance”) came into operation on 7 July 2017. The Ordinance establishes a cross-financial sector resolution regime that is designed to meet the international standards set by the Financial Stability Board. It will strengthen the resilience of Hong Kong’s financial system and...

... satisfied that the AML/CFT systems are capable of addressing relevant money laundering and terrorist financing risks. Senior management oversight is an essential and integral part of AML/CFT system. In respect of the issues identified, the insurers concerned have been requested to take remedial actions...

... Application for Change of Register Email / Withdrawal of registration Levy (Insurance) System and Analytics (LISA) To : Insurance Authority (Attention: Finance Section) By email1 or mail2 Name of Insurer : Co. Registration No. : Date : Please indicate your request by putting a “” in the respective...

... Activities if the E-learning Activities: (a) have a proper login and identity-checking system to prevent abuse and unauthorized logins; (b) provide continual verification and assessment elements; (c) have a proper audit trail which keeps track of participants’ login time1, idle-time2 and activities...

... Activities if the E-learning Activities: (a) have a proper login and identity-checking system to prevent abuse and unauthorized logins; (b) provide continual verification and assessment elements; (c) have a proper audit trail which keeps track of participants’ login time1, idle-time2 and activities...

... Activities if the E-learning Activities: (a) have a proper login and identity-checking system to prevent abuse and unauthorized logins; (b) provide continual verification and assessment elements; (c) have a proper audit trail which keeps track of participants’ login time1, idle-time2 and activities...

... sparingly x Sample size for review insignificant when compared with business volume Compliance Officer x with business volume x Not involved in PEP approval process Customer Level Risk Assessment x Framework and practice – Discrepancy amongst P&P, system design and actual practice Customer Acceptance...