Filter
Year
Content Type
File Type
Search Results
⏮
⏴
⏵
⏭... IT Matters First Time Activation of Your LISA Account (One-Off Action Only) Corporate Services Division • Access LISA system via the ICON titled Return Submission within the IA’s Service Portal(s) page in IA website (https://www.ia.org.hk). Please enter the email address you have registered with...
https://www.ia.org.hk/english/portal_for_insurers/lisa/files/first_time_activation_of_your_LISA_account.pdf -
Date: 2019-10-23
... of Statistical Returns Attachment [Word] Questionnaire on Electronic Submission of Statistical Returns 5 February 2008 Travel Insurance Agents Registration System (For authorized general & composite insurers...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/circulars_on_regulatory_matters_2008.html -
Date: 2017-06-23
[PDF]
e-ppt20141013-01.pdf
... Characteristics of an effective AML/CFT System Characteristics of an effective AML/CFT System Dickson Chui Senior Manager (Enforcement) – Anti-Money Laundering 9 October 2014 1 Disclaimer • This part of presentation aims to raise the audience’s awareness of the characteristics of an effective AML...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/e-ppt20141013-01.pdf -
Date: 2021-11-12
[PDF]
e-ppt20141013-01.pdf
... Characteristics of an effective AML/CFT System Characteristics of an effective AML/CFT System Dickson Chui Senior Manager (Enforcement) – Anti-Money Laundering 9 October 2014 1 Disclaimer • This part of presentation aims to raise the audience’s awareness of the characteristics of an effective AML...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/e-ppt20141013-01.pdf -
Date: 2022-04-27
[PDF]
e-ppt20141013-01.pdf
... Characteristics of an effective AML/CFT System Characteristics of an effective AML/CFT System Dickson Chui Senior Manager (Enforcement) – Anti-Money Laundering 9 October 2014 1 Disclaimer • This part of presentation aims to raise the audience’s awareness of the characteristics of an effective AML...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/e-ppt20141013-01.pdf -
Date: 2019-11-05
[PDF]
ppt20161201-1.pdf
... review How to Monitor? 23 23 • Scale • Demonstrate effectiveness • Adequate with respect to the company’s size / activities / risk • Electronic system a must ? How to Monitor? Dedicated automatic transaction monitoring system / System generated exception reports Manual incident report/log 24 24 How to...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/ppt20161201-1.pdf -
Date: 2021-11-12
[PDF]
ppt20161201-1.pdf
... review How to Monitor? 23 23 • Scale • Demonstrate effectiveness • Adequate with respect to the company’s size / activities / risk • Electronic system a must ? How to Monitor? Dedicated automatic transaction monitoring system / System generated exception reports Manual incident report/log 24 24 How to...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/ppt20161201-1.pdf -
Date: 2022-04-27
[PDF]
ppt20161201-1.pdf
... review How to Monitor? 23 23 • Scale • Demonstrate effectiveness • Adequate with respect to the company’s size / activities / risk • Electronic system a must ? How to Monitor? Dedicated automatic transaction monitoring system / System generated exception reports Manual incident report/log 24 24 How to...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/ppt20161201-1.pdf -
Date: 2019-11-05
... updated our anti-money laundering/counter-financing of terrorism system (“AML/CFT System”); 5 Our Senior Management is satisfied that our AML/CFT System is capable of addressing the money laundering/terrorist financing risks identified, including those of our branches/subsidiaries overseas, if any. Signed...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/2_PIBA_Annual_Compliance_Cert_Guideline_on_AML_and_CTF_v2_eg19.pdf -
Date: 2019-12-20