..., please also check the Register of Licensed Insurance Intermediaries to ensure the applicant is not holding an active licence with the Insurance Authority.   If the applicant is holding an active licence and he/she/it is not going to change his/her/its licence type under a new...

... consideration to the ML/TF threats and vulnerabilities identified in the Report that are relevant to their own circumstances in their IRA process 2 IRA (Cont’d) documented the IRA process;  considered all the risks factors before determining the level of overall risk and level & type of mitigation to be...

... the appropriate box. Version: September 2019 1 Form A2 Please complete all items in BLOCK LETTERS. All amendments must be signed by Applicant. I. Basic Information on Principal Name in English Name in Chinese (if any) † Type of Principal ☐ Authorized Insurer (Please provide Company Registration No....

...,285 663 18,594 36 - 1,052 1,528 - 5,628 75 3 80 - - - - - - - - - - - - - - - - - - - - - - - - 814 - 131 - - - 1,652 - 747 - - - - - - - - - - - - - - - - - - - - - - - - - - - 123,013 6,050 523,498 - - 237 21,003 - 134,385 124,863 - 313,469 - - - - - - 64,093 10,764 214,478 26 - (9) 180,286 10,550...

... Analysis 5.2.10 Important Facts Statement for Mainland Policyholder 5.2.11 Relevant Guidelines by Approved Bodies of Insurance Brokers v 5.3 Underwriting 5/36 5.3.1 Underwriting Factors 5.3.2 Medical Reports 5.3.3 Sub-Standard Life and Underwriting Measures 5.4 Policy Issuance 5/40 5.4.1 Policy Delivery...

...) 5.2.9 Initiative on Financial Needs Analysis 5.2.10 Important Facts Statement for Mainland Policyholder 5.2.11 Relevant Guidelines by Approved Bodies of Insurance Brokers v 5.3 Underwriting 5/36 5.3.1 Underwriting Factors 5.3.2 Medical Reports 5.3.3 Sub-Standard Life and Underwriting Measures 5.4 Policy...

... multiple-choice questions. The majority of the questions will be very straightforward, involving a simple choice from four alternatives. These we may call Type ‘A’ Questions. A selection of the questions (probably between 10% and 15%) will be slightly more complex, but again involving a choice between four...

..., perhaps alongside others, for comparing different annuity policies or comparing an annuity product with another type of financial product. - GL19 requires that the IRR of the annuity policy should be disclosed in the PB both in the form of minimum to maximum IRRs for the guaranteed portion (i.e....

... Chapter 7 Chapter 7 –– STRSTR 7.16: disclosure to JFIU as soon as it is reasonable to do so 7.19: MLRO’s roles (7.19-7.30, 7.33, 7.36) – Central reference point for reporting suspicious transactions – Sufficient status & adequate resources – Active role; regular review of exception reports – Keep proper...