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...; − whether the individual caused or encouraged other regulated persons or other persons to engage in the conduct or the same type of conduct; and − the individual’s experience in the industry and, if the individual is a person referred to in paragraph 2.1(c) above, the individual’s position within the firm....
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/Guideline_on_Pecuniary_Penalty_English.pdf - Date: 2019-09-10
...; − whether the individual caused or encouraged other regulated persons or other persons to engage in the conduct or the same type of conduct; and − the individual’s experience in the industry and, if the individual is a person referred to in paragraph 2.1(c) above, the individual’s position within the firm....
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Guideline_on_Pecuniary_Penalty_English.pdf - Date: 2019-11-29
... Natural Person: – To obtain all the following identification information:- (a) full name; (b) date of birth; (c) nationality; (d) unique identification number and document type; and (e) residential address – To verify the identity by reference to documents, for example:- (a) Hong Kong identity card or...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/Recent_Update_on_GL3_2019.pdf - Date: 2021-11-12
... Natural Person: – To obtain all the following identification information:- (a) full name; (b) date of birth; (c) nationality; (d) unique identification number and document type; and (e) residential address – To verify the identity by reference to documents, for example:- (a) Hong Kong identity card or...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/Recent_Update_on_GL3_2019.pdf - Date: 2022-04-27
... Natural Person: – To obtain all the following identification information:- (a) full name; (b) date of birth; (c) nationality; (d) unique identification number and document type; and (e) residential address – To verify the identity by reference to documents, for example:- (a) Hong Kong identity card or...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/Recent_Update_on_GL3_2019.pdf - Date: 2019-11-05
... 電單車 Motor Cycles 拖拉機 Tractors 香港㇐般保險業務的臨時統計數字 Provisional Statistics on Hong Kong General Insurance Business 二零㇐九年㇐月至十二月 January to December 2019 汽車, 損壞及法律責任 (直接業務) Motor Vehicle, Damage & Liability (Direct Business) 汽車類別 Type of Motor Vehicle 私家車 Private Cars 貨車 Goods Carrying Vehicles 毛保費 淨保費 滿期保費...
https://www.ia.org.hk/english/infocenter/statistics/files/4q19gen.pdf - Date: 2020-03-13
... appropriate for adopting the TFM. 1 The upfront disclosure should include, where applicable, objective(s); type and nature of the policy; target benefit period; payment period; level of premiums payable; prominent warning to the customer concerning affordability of the policy during the entire premium payment...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Circular_27032020.pdf - Date: 2020-06-15
... appropriate for adopting the TFM. 1 The upfront disclosure should include, where applicable, objective(s); type and nature of the policy; target benefit period; payment period; level of premiums payable; prominent warning to the customer concerning affordability of the policy during the entire premium payment...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Circular_27032020.pdf - Date: 2020-12-21
...通訊" 6 December 2023 IA-HKMA joint inspection exercise on premium financing 30 November 2023 Insurance (Financial and Other Requirements for Licensed Insurance Broker Companies) Rules (Cap. 41L) Savings and...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/circulars_on_regulatory_matters_2023.html - Date: 2023-12-29
... Brokers; Rules 6(7) and 7(1) of the Insurance (Financial and Other Requirements for Licensed Insurance Broker Companies) Rules (Cap. 41L); and section 71(1) of the IO. Additionally, Convoy Financial Solutions Limited contravened paragraphs 3.7, 5.3 and 5.4 of Hong Kong Confederation of Insurance...
https://www.ia.org.hk/english/infocenter/press_releases/20230330.html - Date: 2023-03-30