... corporation a certified copy of which was delivered to the Registrar of Companies for registration; c) a summary financial report a copy of which was sent to a person entitled to be sent the copy in place of a copy of the relevant financial documents; d) a set of financial statements providing information on...

... measured in the previous steps, effective risk management policies and procedures must be established. Risk management is a top-down process and therefore the endorsement of top management is one of the key success elements of risk management policy. The policy must be set out clearly and properly...

... manage the risk identified and measured in the previous steps, effective risk management policies and procedures must be established. Risk management is a top-down process and therefore the endorsement of top management is one of the key success elements of risk management policy. The policy must be set...

... correct name of the education pamphlet should be “Questions you need to ask before taking out an ILAS product”. The whole set of the Updated Requirements is amended and attached. AC/JW/BF/sw Encls. (21 pgs incl. this cover) 註冊有限公司 Incorporated with limited liability 香港灣仔駱克道 353 號三湘大廈 29 樓 29/F, Sunshine...

... Procedures Dedicated Team & E-mail Account: • Set up a dedicated Complaints Handling Team under Market Conduct Division • Create a new e-mail account "[email protected]" to centralize e-mail communications related to complaints 22 New Initiatives – On-site Inspection on Insurance Brokers After 26 June...

... Procedures Dedicated Team & E-mail Account: • Set up a dedicated Complaints Handling Team under Market Conduct Division • Create a new e-mail account "[email protected]" to centralize e-mail communications related to complaints 22 New Initiatives – On-site Inspection on Insurance Brokers After 26 June...

... provide further guidance and support in processing the applications. Please rest assured that detailed instructions of the application process applicable to your agency will be set out in the invitation letter from the IA (per step 1 above). Next steps We have engaged with The Hong Kong Federation of...

..., aligned with a broker company’s responsibility to have in place requisite controls and procedures in respect of its TRs. Please rest assured that detailed instructions of the application process applicable to your broker company will be set out in the invitation letter from the IA (per step 1 above). Next...

... Procedures Dedicated Team & E-mail Account: • Set up a dedicated Complaints Handling Team under Market Conduct Division • Create a new e-mail account "[email protected]" to centralize e-mail communications related to complaints 22 New Initiatives – On-site Inspection on Insurance Brokers After 26 June...

... Explanatory Note on Licensing Requirements for Banking Sector under Regulatory Regime for Insurance Intermediaries Insurance Authority October 2019 2 1. Introduction 1.1 This Explanatory Note (“Note”) which includes a set of frequently-asked questions (“FAQs”) is issued by the Insurance Authority...