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⏭... in a separate sheet.) † Are you carrying on any business? ☐ Yes (If Yes, please provide the following information on your major business. For an overseas company, please also provide information on the business carried on in your home country and other branches.) Nature of Major Business Year of...
https://www.ia.org.hk/english/infocenter/forms/files/Broker_Company_Application_Form_A4.pdf -
Date: 2022-05-31
... in a separate sheet.) † Are you carrying on any business? ☐ Yes (If Yes, please provide the following information on your major business. For an overseas company, please also provide information on the business carried on in your home country and other branches.) Nature of Major Business Year of...
https://www.ia.org.hk/english/infocenter/forms/files/Broker_Company_Application_Form_A4.pdf -
Date: 2020-06-24
... business of the Member in Hong Kong, and under whom the direction and overall day to day supervision and control of the business of the company in Hong Kong is conducted. 5. Registration Capacity of the Alt. CE 5.1 The registration capacity of the Alt. CE on the Sub-register of Chief Executives and...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/1_CIB_GN2_Guidance_Note_on_Registering_Alternate_Chief_Executive_v1_23_4_2007_eg19.pdf -
Date: 2019-12-20
... Meeting of the Working Group on Embracing Fintech in Hong Kong (27 Sep 2019) Programme rundown Download Presentation materials Topic: Compliance with Data Privacy in Digital World Speaker: Mr Tony Lam, Deputy...
https://www.ia.org.hk/english/aboutus/task_force/activities_meetings/Meeting_of_the_Working_Group_on_Embracing_Fintech_in_Hong_Kong_Sep_2019.html -
Date: 2019-11-26
... Meeting of the Working Group on Promoting Positive Image of Insurance Industry (5 Nov 2021) Programme rundown Download Presentation materials Topic: Public Empowerment - A win-win for policyholders and the insurance...
https://www.ia.org.hk/english/aboutus/task_force/activities_meetings/Meeting_of_the_Working_Group_on_Promoting_Positive_Image_of_Insurance_Industry_Nov_2021.html -
Date: 2021-11-29
... Guideline on Anti-Money GL3 Guideline on Anti-Money Laundering and Counter- Terrorist Financing (For authorized insurers and, reinsurers, appointed insurance agents and authorized insurance brokers carrying on or advising on long term business, and licensed individual insurance agents, licensed...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/20190913_1_Appendix_A.pdf -
Date: 2019-12-24
... Institutions) Ordinance (Amendment of Schedule 2) Notice 2015 & Amendments to the Guideline on Anti-Money Laundering and Counter-Terrorist Financing Attachment[PDF] Appendix A, Appendix B 13 March 2015 Statements issued by the Financial Action...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/circulars_on_anti-money_laundering_matters_2015.html -
Date: 2017-06-23