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⏭... that is appropriate for assessing their insurance needs, before giving advice or concluding a contract. This information may vary, but should at least include information on the client’s: - financial knowledge and experience; - needs, priorities and circumstances; - ability to afford the product; and...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/1_PIBA_Guidance_Note_on_Conducting_Investment_Linked_Business_v1_24_12_2014_eg19.pdf -
Date: 2019-12-20
... in a separate sheet.) † Are you carrying on any business? ☐ Yes (If Yes, please provide the following information on your major business. For an overseas company, please also provide information on the business carried on in your home country and other branches.) Nature of Major Business Year of...
https://www.ia.org.hk/english/infocenter/forms/files/Broker_Company_Application_Form_A4.pdf -
Date: 2022-01-06
... in a separate sheet.) † Are you carrying on any business? ☐ Yes (If Yes, please provide the following information on your major business. For an overseas company, please also provide information on the business carried on in your home country and other branches.) Nature of Major Business Year of...
https://www.ia.org.hk/english/infocenter/forms/files/Broker_Company_Application_Form_A4.pdf -
Date: 2022-05-31
... in a separate sheet.) † Are you carrying on any business? ☐ Yes (If Yes, please provide the following information on your major business. For an overseas company, please also provide information on the business carried on in your home country and other branches.) Nature of Major Business Year of...
https://www.ia.org.hk/english/infocenter/forms/files/Broker_Company_Application_Form_A4.pdf -
Date: 2020-06-24
... Consultation conclusions on the Insurance (Group Capital) Rules 28 December 2020 The Insurance Authority (IA) today (28 December 2020) published the consultation conclusions on the draft Insurance (Group Capital) Rules (the Group Capital Rules) in...
https://www.ia.org.hk/english/infocenter/press_releases/20201228.html -
Date: 2020-12-28
... Meeting of the Working Group on Embracing Fintech in Hong Kong (25 April 2023) Programme rundown Download Presentation materials Topic: Update on Open API Framework Speaker: Mr Tony Chan, Associate...
https://www.ia.org.hk/english/aboutus/task_force/activities_meetings/Meeting_of_the_Working_Group_on_Embracing_Fintech_in_Hong_Kong_(April_2023).html -
Date: 2023-05-02
... risk appetite of ordinary retail investors. The proposed SPB Rules are intended to protect the interests of ordinary retail investors by providing for restrictions on the sale of ILS, including the scope of eligible investors, a minimum investment size and offences against the contravention of sales...
https://www.ia.org.hk/english/infocenter/press_releases/20200904_1.html -
Date: 2020-09-04
... “licence number” on it and official-looking forms for the person to complete. Once the potential victim completes the forms, the fraudster allegedly submits the forms to the relevant MPF provider to complete the withdrawal process. A week or so later, the fraudster arranges to meet the potential victim...
https://www.ia.org.hk/english/infocenter/files/Conduct_in_Focus_Mar_issue_EN.pdf -
Date: 2022-05-24