... confidentiality obligation under Standard and Practice 3.3, information that is already in the public domain. We also received a number of comments and suggestions in relation to record keeping requirements. IA’s response 50. In line with the feedback received on General Principle 1, regarding the need to...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/Consultation_Conclusions_Agents_Code_Eng.pdf -
Date: 2019-09-10
... requirements in those circumstances). 50. As regards the issue of Lloyd’s coverholders, as stated in paragraph 29 above, the Brokers’ Code is of universal application and therefore would also apply to a Lloyd’s broker who is granted a binding authority from a Lloyd’s syndicate to bind cover (i.e. who acts as a...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/Consultation_Conclusions_Brokers_Code_Eng.pdf -
Date: 2019-09-10