... previously purchased. “Derivative fund” is a fund which is classified as a derivative fund by the Securities and Futures Commission (“SFC”) (currently, a fund with a net derivative exposure of more than 50% of its net asset value under the SFC’s Code on Unit Trusts and Mutual Funds). 4 additional information...

... previously purchased. “Derivative fund” is a fund which is classified as a derivative fund by the Securities and Futures Commission (“SFC”) (currently, a fund with a net derivative exposure of more than 50% of its net asset value under the SFC’s Code on Unit Trusts and Mutual Funds). 4 additional information...

... previously purchased. “Derivative fund” is a fund which is classified as a derivative fund by the Securities and Futures Commission (“SFC”) (currently, a fund with a net derivative exposure of more than 50% of its net asset value under the SFC’s Code on Unit Trusts and Mutual Funds). 4 additional information...

... Microsoft Word - 20150714 Updated Requirements Relating to the Sale of ILAS to Enhance Customer Protection Third Edition v1 註冊有限公司 Incorporated with limited liability 香港灣仔駱克道 353 號三湘大廈 29 樓 29/F, Sunshine Plaza, 353 Lockhart Road, Wanchai, Hong Kong 電話 Tel: 25201868 傳真 Fax: 25201967 網址 Website: htt...

... Insurance Intermediaries Quality Assurance Scheme Travel Insurance Agents Examination Study Notes 2014 Edition PREFACE Divided into Part I – Principles and Practice of Insurance, and Part II – Travel Insurance, these Study Notes have been prepared to correspond with the various Chapters in the Syl...

... Travel Insurance Agents Examination Study Notes Insurance Intermediaries Quality Assurance Scheme Travel Insurance Agents Examination Study Notes 2014 Edition PREFACE Divided into Part I – Principles and Practice of Insurance, and Part II – Travel Insurance, these Study Notes have been prepared to ...

... TIA Study Notes Insurance Intermediaries Quality Assurance Scheme Travel Insurance Agents Examination Study Notes 2017 Edition i PREFACE Divided into Part I – Principles and Practice of Insurance, and Part II – Travel Insurance, these Study Notes have been prepared to correspond with the various Ch...

... Insurance Intermediaries Quality Assurance Scheme Travel Insurance Agents Examination Study Notes 2017 Edition 1 Study Notes for Travel Insurance Agents Examination Update Renaming of The Insurance Claims Complaints Bureau The Insurance Claims Complaints Bureau (‘ICCB’) has been renamed The Insuran...

... confidentiality obligation under Standard and Practice 3.3, information that is already in the public domain. We also received a number of comments and suggestions in relation to record keeping requirements. IA’s response 50. In line with the feedback received on General Principle 1, regarding the need to...

... requirements in those circumstances). 50. As regards the issue of Lloyd’s coverholders, as stated in paragraph 29 above, the Brokers’ Code is of universal application and therefore would also apply to a Lloyd’s broker who is granted a binding authority from a Lloyd’s syndicate to bind cover (i.e. who acts as a...