... Futures Ordinance 5.3.2 Licensing and Registration Requirements 5.3.3 Other Relevant Codes Issued by the Securities and Futures Commission 5.3.4 Offer of Investment 5.3.5 Market Misconduct 5.3.6 CIS Internet Guidance Note 5.4 Other Relevant Legislation 5/21 5.4.1 Prevention of Money Laundering and...

... Code of Conduct 5/18 5.3.1 Securities and Futures Ordinance 5.3.2 Licensing and Registration Requirements 5.3.3 Other Relevant Codes Issued by the Securities and Futures Commission 5.3.4 Offer of Investment 5.3.5 Market Misconduct 5.3.6 CIS Internet Guidance Note 5.4 Other Relevant Legislation 5/21...

... - 4,332 21,320 友邦（國際） AIA International 31-12-18 1,421,797 1,148,533 1,183,472 44,124 1,166,376 954,968 975,467 - 99,455 64,426 美亞保險香港 AIG Insurance HK 31-12-18 1,773,448 721,385 705,314 (144,163) 679,053 338,890 460,861 - 373,178 15,438 AGCS SE AGCS SE 31-12-18 925,878 561,499 509,229 43,992 336,066...

... Incurred Risks Expenses Profit/(Loss) Payable Adjustment 農銀 ABCI 31-12-19 244,233 43,640 44,144 (302) 107,779 14,688 36,298 439 21,089 (13,380) 美國安泰 Aetna 31-12-19 306,570 302,427 229,446 26,458 138,802 138,802 173,507 (2,115) 21,821 9,775 友邦（香港） AIA (HK) 31-12-19 148,655 148,654 148,896 19,899 95,176 95...

... 223 利寶國際 Liberty Int'l 31-12-17 705 25,837 35,279,260 44,133 16,220 宏利（國際） Manulife (Int'l) 31-12-17 8,564 199,147 47,158,583 878,517 302,655 Massachusetts Mutual Massachusetts Mutual 31-12-17 - - - - - 美國萬通亞洲 MassMutual Asia 31-12-17 958 21,849 3,058,361 58,413 17,386 大都會人壽 MetLife 31-12-17...

... offence Part 3.s9: powers to conduct routine inspections s11: investigation powers Part 4:s21: supervisory sanctions-reprimand, order to take remedial actions and to pay pecuniary penalties Office of the Commissioner of Insurance The Government of the Hong Kong Special Administrative Region Criminal...

... offence Part 3.s9: powers to conduct routine inspections s11: investigation powers Part 4:s21: supervisory sanctions-reprimand, order to take remedial actions and to pay pecuniary penalties Office of the Commissioner of Insurance The Government of the Hong Kong Special Administrative Region Criminal...

... offence Part 3.s9: powers to conduct routine inspections s11: investigation powers Part 4:s21: supervisory sanctions-reprimand, order to take remedial actions and to pay pecuniary penalties Office of the Commissioner of Insurance The Government of the Hong Kong Special Administrative Region Criminal...

... should consider it? Young people wi th l imi ted financial means; individuals who have high protection needs for a period of time or who are looking solely for protection and have other financial plans Individuals in a strong financial s i t ua t i on w ho wa n t b o t h protection and long-term savings...

... records of deliberations and actions taken 7.25, 7.31, 7.32: reports made to MLRO and JFIU must be properly documented 21 DOs Chapter 7 – STR DOs Chapter 7 – STR • Provide a reminder of the obligation regarding tipping off (7.26) • Proper records of deliberation with supporting documents to substantiate...