... time. Such systems will vary from insurer to insurer, but should be: (i) sufficiently robust to reflect the scale of the risks and the investment activity undertaken; (ii) capable of accurately capturing and measuring all significant risks in a timely manner; (iii) understood by all relevant personnel...

... have been clearly explained to the prospective customer before fulfilment; iii. To ensure that all necessary product and marketing documents have been provided to the prospective customer before fulfilment; and iv. To ensure that the sales process for the purchase of an ILAS product has been done in...

... 主席的話 Chairman’s Message 第一章 保險業監管局 Chapter 1 About the Insurance Authority 第二章 機構管治 Chapter 2 Corporate Governance 第三章 2016-17年度主要工作 Chapter 3 Major Initiatives in 2016-17 第四章 展望 Chapter 4 Outlook 報告及財務報表 Reports and Financial Statements 附錄 Appendices 2 6 10 14 20 24 44 目錄 Contents 2 保險業監管局 Insuran...

... 主席的話 Chairman’s Message 第一章 保險業監管局 Chapter 1 About the Insurance Authority 第二章 機構管治 Chapter 2 Corporate Governance 第三章 2016-17年度主要工作 Chapter 3 Major Initiatives in 2016-17 第四章 展望 Chapter 4 Outlook 報告及財務報表 Reports and Financial Statements 附錄 Appendices 2 6 10 14 20 24 44 目錄 Contents 2 保險業監管局 Insuran...

... 主席的話 Chairman’s Message 第一章 保險業監管局 Chapter 1 About the Insurance Authority 第二章 機構管治 Chapter 2 Corporate Governance 第三章 2016-17年度主要工作 Chapter 3 Major Initiatives in 2016-17 第四章 展望 Chapter 4 Outlook 報告及財務報表 Reports and Financial Statements 附錄 Appendices 2 6 10 14 20 24 44 目錄 Contents 2 保險業監管局 Insuran...

... 主席的話 Chairman’s Message 第一章 保險業監管局 Chapter 1 About the Insurance Authority 第二章 機構管治 Chapter 2 Corporate Governance 第三章 2016-17年度主要工作 Chapter 3 Major Initiatives in 2016-17 第四章 展望 Chapter 4 Outlook 報告及財務報表 Reports and Financial Statements 附錄 Appendices 2 6 10 14 20 24 44 目錄 Contents 2 保險業監管局 Insuran...

... Committee to conduct enquiries in relation to relevant non-compliances. III. Reasons for MOU 11. If the Council initiates an investigation of auditing or reporting irregularities in relation to a listed entity which is an insurer authorized under the ICO, the Council needs to give notice under section 24 of...

... Committee to conduct enquiries in relation to relevant non-compliances. III. Reasons for MOU 11. If the Council initiates an investigation of auditing or reporting irregularities in relation to a listed entity which is an insurer authorized under the ICO, the Council needs to give notice under section 24 of...

... under section 5.3 should be followed on a “best effort basis”. III. Section 6 – Provision of Adequate and Clear Information Q 3. Please clarify whether rider addition, if done after the point of sale of basic plan (say few years or even few months later), is considered as new business sale. A 3....

... Committee to conduct enquiries in relation to relevant non-compliances. III. Reasons for MOU 11. If the Council initiates an investigation of auditing or reporting irregularities in relation to a listed entity which is an insurer authorized under the ICO, the Council needs to give notice under section 24 of...