... In order to conclude the investigation, the investigator will form a view as to whether, based on all the evidence gathered, the allegations are substantiated or not. If the investigator forms the view that the allegations are substantiated, the case will be passed to another team of officers in the...

... In order to conclude the investigation, the investigator will form a view as to whether, based on all the evidence gathered, the allegations are substantiated or not. If the investigator forms the view that the allegations are substantiated, the case will be passed to another team of officers in the...

... into account the unique facts and circumstances of each case in order to determine an appropriate pecuniary penalty. From the publication of disciplinary actions, the industry would be able to discern the kind of penalties the IA would impose for different non-compliance or misconduct. The...

... regulations”), and the acceptance of e-learning courses for this purpose. In order to facilitate implementation, certain exemptions and transitional arrangements are provided for existing practitioners. The two guidelines will take effect immediately upon commencement of the new statutory regulatory...

... a circular, issued by the IA today. The IA will continue to explore with industry stakeholders the use of sustainable and virtual distribution channels for other products, while ensuring that prudential supervision is maintained and the interests of policy holders are properly protected, in order to...

... in the last 10 years failed to satisfy any debt adjudged due and payable by him as a judgement-debtor under an order of a court in Hong Kong or elsewhere? If so, give full particulars. 11. Has he, in connection with the formation or management of any body corporate or insurer, been adjudged by a...