... / Corporate from high-risk country?  No known nexus with Hong Kong?  Complex corporate structure (obscuring ultimate beneficial ownership)? Transaction  Payment from 3rd party / cashier order?  Unusual high/ low payment?  Unexpected amount of transactions ?  Transacted with unrelated parties...

... / Corporate from high-risk country?  No known nexus with Hong Kong?  Complex corporate structure (obscuring ultimate beneficial ownership)? Transaction  Payment from 3rd party / cashier order?  Unusual high/ low payment?  Unexpected amount of transactions ?  Transacted with unrelated parties...

... modified requirement. In order to encourage them making up mind earlier, the fee for deleting line of business, i.e. changing from LI to LX or G+LI to G+LX, will be waived from now till 28 February 2011. Such waiver applies also to deletion of other line of business during the said period. For information...

... that falls in the midst of a month would effectively mean that the Member has to keep daily record of insurance brokerage income for that particular month in order to determine the required limit of indemnity for the next policy year and to assess its adequacy. It may be wise to pick the first day of a...

... duty as insurance brokers should be product-free when conducting this procedure. 12. In order to assess clients’ needs, Members should ensure that they understand, among others, the clients’:- 12.1 existing and potential financial commitments (e.g. monthly living and family expenses) and liabilities...

... require financial support in order to achieve their aims. There is often a need for them to obscure or disguise links between them and their funding sources. It follows then that terrorist groups must similarly find ways to launder funds, regardless of whether the funds are from a legitimate or...

... best interests of policy holders and potential policy holders. The Code of Conduct (in particular the standards and practices under General Principle 2) provides guidance on the conduct requirements a licensed insurance agent should adopt in order to meet the section 90(a) requirements. The Code of...

... best interests of policy holders and potential policy holders. The Code of Conduct (in particular the standards and practices under General Principle 2) provides guidance on the conduct requirements a licensed insurance agent should adopt in order to meet the section 90(a) requirements. The Code of...

... best interests of policy holders and potential policy holders. The Code of Conduct (in particular the standards and practices under General Principle 2) provides guidance on the conduct requirements a licensed insurance agent should adopt in order to meet the section 90(a) requirements. The Code of...