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[PDF] GL30.pdf
... the licensed insurance intermediary of any material changes to the information provided during the FNA process. In the event that a customer purchases an additional insurance policy(ies) or coverage from the same authorized insurer or via the same licensed insurance intermediary within 12 months after...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/GL30.pdf - Date: 2019-11-29
... the event of inadequate corporate governance or ERM, to be commensurate with the scale and complexity of the insurer. Most of the respondents agree with our proposal. However, many of them state that it would be necessary to have a clear definition and transparent rules for the power to be invoked....
https://www.ia.org.hk/english/infocenter/files/rbc_consultation_conclusions.pdf - Date: 2019-09-03
... exchange rate movement caused by the crisis has posed severe market risk to financial institutions. Some local securities houses collapsed in the event, seemingly due to underestimation of the market risk at the time. (iii) Global Financial Crisis of 2007–2008 The global credit market was hard hit in 2008...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/sn-long-2015.docx - Date: 2019-12-02
... and exchange rate movement caused by the crisis has posed severe market risk to financial institutions. Some local securities houses collapsed in the event, seemingly due to underestimation of the market risk at the time. 2/12 (iii) Global Financial Crisis of 2007–2008 The global credit market was...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/sn-long-2015.pdf - Date: 2019-12-02
... Appendix A GL3 Guideline on Anti-Money Laundering and Counter- Terrorist Financing (For authorized insurers, reinsurers, appointed insurance agents and authorized insurance brokers carrying on or advising on long term business) Insurance Authority June 2017March 2018 Contents Page Chapter 1 Overvie...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/Appendix_A.PDF - Date: 2019-02-01
... revoked on disciplinary grounds and / or suspended within the meaning of sections 34J and 34K of the Ordinance, to the MPFA as soon as practicable whenever such event occurs. 4.2 The MPFA may impose conditions on registration of a person as PI or SI, on approval of the attachment of a person to a PI, and...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/mu20130528.pdf - Date: 2020-09-28
... revoked on disciplinary grounds and / or suspended within the meaning of sections 34J and 34K of the Ordinance, to the MPFA as soon as practicable whenever such event occurs. 4.2 The MPFA may impose conditions on registration of a person as PI or SI, on approval of the attachment of a person to a PI, and...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/mu20130528.pdf - Date: 2021-11-01
... from time to time. 9.5 Authorized insurers should remind the customers of their rights to contact them if the customer disagrees with any of the matters communicated during the post-sale process and/or wishes to make any enquiries before the expiry of the cooling-off period. In the event of...
https://www.ia.org.hk/english/legislative_framework/files/GL26_English.pdf - Date: 2020-09-24
... revoked on disciplinary grounds and / or suspended within the meaning of sections 34J and 34K of the Ordinance, to the MPFA as soon as practicable whenever such event occurs. 4.2 The MPFA may impose conditions on registration of a person as PI or SI, on approval of the attachment of a person to a PI, and...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/mu20130528.pdf - Date: 2021-09-01
... from time to time. 9.5 Authorized insurers should remind the customers of their rights to contact them if the customer disagrees with any of the matters communicated during the post-sale process and/or wishes to make any enquiries before the expiry of the cooling-off period. In the event of...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/GL26_English.pdf - Date: 2020-06-24