... concerning a business of a regulated activity carried on by an AI which the MA may be able to investigate under the IO. Should the MA decide not to exercise the investigation powers under the IO, the MA will inform the IA of such decision with reasons as soon as reasonably practicable. 35. In the event that...

... the licensed insurance intermediary of any material changes to the information provided during the FNA process. In the event that a customer purchases an additional insurance policy(ies) or coverage from the same authorized insurer or via the same licensed insurance intermediary within 12 months after...

... the event of inadequate corporate governance or ERM, to be commensurate with the scale and complexity of the insurer. Most of the respondents agree with our proposal. However, many of them state that it would be necessary to have a clear definition and transparent rules for the power to be invoked....

... exchange rate movement caused by the crisis has posed severe market risk to financial institutions. Some local securities houses collapsed in the event, seemingly due to underestimation of the market risk at the time. (iii) Global Financial Crisis of 2007–2008 The global credit market was hard hit in 2008...

... and exchange rate movement caused by the crisis has posed severe market risk to financial institutions. Some local securities houses collapsed in the event, seemingly due to underestimation of the market risk at the time. 2/12 (iii) Global Financial Crisis of 2007–2008 The global credit market was...

... Appendix A GL3 Guideline on Anti-Money Laundering and Counter- Terrorist Financing (For authorized insurers, reinsurers, appointed insurance agents and authorized insurance brokers carrying on or advising on long term business) Insurance Authority June 2017March 2018 Contents Page Chapter 1 Overvie...

... the event, seemingly due to underestimation of the market risk at the time. 2/12 (iii) Global Financial Crisis of 2007–2008 The global credit market was hard hit in 2008 following the peaking off of real estate market in the US by the end of 2006. New purchasers were warded off by the unsustainable...

... Supplement to GL3 Guideline on Anti-Money Laundering and Counter- Terrorist Financing (For authorized insurers and reinsurers carrying on long term business, and licensed individual insurance agents, licensed insurance agencies and licensed insurance broker companies carrying on regulated activitie...

... Supplement to GL3 Guideline on Anti-Money Laundering and Counter- Terrorist Financing (For authorized insurers and reinsurers carrying on long term business, and licensed individual insurance agents, licensed insurance agencies and licensed insurance broker companies carrying on regulated activitie...

... GL3 Guideline on Anti-Money Laundering and Counter- Terrorist Financing (For authorized insurers, reinsurers, appointed insurance agents and authorized insurance brokers carrying on or advising on long term business) Insurance Authority November 2018 Contents Page Chapter 1 Overview ..................