..., please provide the name of the regulatory body/organization and registration no.) Name: ___________________________________________ (Registration No.: ___________________) ☐ No † Please tick the appropriate box. 3 Form A4 V. Proposed Responsible Officer(s) Please list your proposed Responsible Officer(s...

..., please provide the name of the regulatory body/organization and registration no.) Name: ___________________________________________ (Registration No.: ___________________) ☐ No † Please tick the appropriate box. 3 Form A4 V. Proposed Responsible Officer(s) Please list your proposed Responsible Officer(s...

... account number (if applicable): Other information: IV. List of documents in support of your complaint enclosed with this Form (if any)(Please enclose photocopies of all relevant documents) If you need more space, please continue on a separate piece of paper and attach it to this Form. V. Actions you have...

... Intelligence Unit List of Contents • Overview of JFIU • AML Legislation in HK • The ‘SAFE’ Approach • Reporting of STR • Red Flag Indicators • STREAMS香港 警察 擁有 這份 資料 的版 權 Joint Financial Intelligence Unit Overview of JFIU 香港 警察 擁有 這份 資料 的版 權 Joint Financial Intelligence Unit Overview of JFIU Joint Financial...

... Intelligence Unit List of Contents • Overview of JFIU • AML Legislation in HK • The ‘SAFE’ Approach • Reporting of STR • Red Flag Indicators • STREAMS香港 警察 擁有 這份 資料 的版 權 Joint Financial Intelligence Unit Overview of JFIU 香港 警察 擁有 這份 資料 的版 權 Joint Financial Intelligence Unit Overview of JFIU Joint Financial...

... details about acceptable Insurance Qualification, please refer to the list published on the IA’s website.  A diploma granted by a degree-awarding higher education institution established or registered under an Ordinance of Hong Kong in insurance, law, business, risk management, accounting, finance...

... Intelligence Unit List of Contents • Overview of JFIU • AML Legislation in HK • The ‘SAFE’ Approach • Reporting of STR • Red Flag Indicators • STREAMS香港 警察 擁有 這份 資料 的版 權 Joint Financial Intelligence Unit Overview of JFIU 香港 警察 擁有 這份 資料 的版 權 Joint Financial Intelligence Unit Overview of JFIU Joint Financial...

...: ___________________________________________ Registration No.: ___________________) ☐ No † Please tick the appropriate box. 3 Form A5 IV. Proposed Responsible Officer(s) Please list your proposed Responsible Officer(s) in the table below and submit Form A3 - Application for Responsible Officer for each proposed Responsible Officer. Name of Proposed...