... Activities which are Type 7 Qualified CPD Activities); (d) Date on which the user completed the E-learning Activity; (e) A statement to the effect that the CPD activity was completed by e- learning; (f) Type of Qualified CPD Activity (i.e. Type 1/Type 7); (g) Full name of the user who has completed the...

... Activities which are Type 7 Qualified CPD Activities); (d) Date on which the user completed the E-learning Activity; (e) A statement to the effect that the CPD activity was completed by e- learning; (f) Type of Qualified CPD Activity (i.e. Type 1/Type 7); (g) Full name of the user who has completed the...

... Non-Executive Directors 陳家殷先生 , JP Samuel Chan Ka-yan, JP 62,581 陳偉森教授 Professor Chan Wai-sum 62,581 張鳳婷女士 Chitty Cheung Fung-ting 62,581 郭振華先生 Kenneth Kwok Tsun-wa 62,581 馬豪輝先生 , SBS, JP Ma Ho-fai, SBS, JP 62,581 王建國先生 James Wong Chien-kuo 62,581 姚建華先生 Stephen Yiu Kin-wah 62,581 財務報表附註 NOTES TO THE FINANCIAL...

... Non-Executive Directors 陳家殷先生 , JP Samuel Chan Ka-yan, JP 62,581 陳偉森教授 Professor Chan Wai-sum 62,581 張鳳婷女士 Chitty Cheung Fung-ting 62,581 郭振華先生 Kenneth Kwok Tsun-wa 62,581 馬豪輝先生 , SBS, JP Ma Ho-fai, SBS, JP 62,581 王建國先生 James Wong Chien-kuo 62,581 姚建華先生 Stephen Yiu Kin-wah 62,581 財務報表附註 NOTES TO THE FINANCIAL...

... Non-Executive Directors 陳家殷先生 , JP Samuel Chan Ka-yan, JP 62,581 陳偉森教授 Professor Chan Wai-sum 62,581 張鳳婷女士 Chitty Cheung Fung-ting 62,581 郭振華先生 Kenneth Kwok Tsun-wa 62,581 馬豪輝先生 , SBS, JP Ma Ho-fai, SBS, JP 62,581 王建國先生 James Wong Chien-kuo 62,581 姚建華先生 Stephen Yiu Kin-wah 62,581 財務報表附註 NOTES TO THE FINANCIAL...

... controls over its staff so as to ensure full compliance of Statutory and/or Governmental Requirements and this Code in every aspect by Member and/or Relevant Person(s) of a Member, and to safeguard the interests of client. For this purpose, appropriate and adequate policies and measures should be...

... Findings: No rationale for not reporting internal STRs to the JFIU No full record of all STRs made to the JFIU was kept Recommendations:  Keep proper records of MLROs’ deliberations & actions taken to demonstrate they have acted in reasonable manner  Establish and maintain a record of all STRs made to...

..., JP, Member of Legislative Council (Insurance), HKSAR 6 Mr Laurence Li, SC, JP, Chairman, Financial Services Development Council 2 The transition from the self-regulatory regime is now complete. We have taken on the full remit of our functions under the Insurance Ordinance. To borrow the words of Sir...

..., JP, Member of Legislative Council (Insurance), HKSAR 6 Mr Laurence Li, SC, JP, Chairman, Financial Services Development Council 2 The transition from the self-regulatory regime is now complete. We have taken on the full remit of our functions under the Insurance Ordinance. To borrow the words of Sir...

... Findings: No rationale for not reporting internal STRs to the JFIU No full record of all STRs made to the JFIU was kept Recommendations:  Keep proper records of MLROs’ deliberations & actions taken to demonstrate they have acted in reasonable manner  Establish and maintain a record of all STRs made to...