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Survey_GL21.pdf
... the Guideline for the full context) Overall on Section 4 [Please select] [Please explain] Is there delegation of functions by the Board?; Is the Risk Committee set up?; Are the roles and responsibilities of parties in risk governance defined and communicated? [Please select] [Please explain] [Please...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Survey_GL21.pdf -
Date: 2019-11-29
... and supervision of a designed individual who is a chief executive as defined hereunder and who is a full time director or full-time employee of the company and that the company is controlled by fit and proper person at all times; 2 (c) that the company is a registered business situate in HKSAR; (d...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/5_PIBA_Membership_Regulations_v5_15_4_2013_eg19.pdf -
Date: 2019-12-20
... broking business and he resides in Hong Kong; 9.1.3 he has attained an education standard of Form 5 (or equivalent) or higher; 9.1.4 he is a Fit and Proper Person; 9.1.5 he is a full-time Employee or full-time Director of the Member and is responsible for the conduct of the whole of the insurance broking...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/11a_CIB_Membership_Regulations_v11_15_7_2015_English_eg19.pdf -
Date: 2019-12-20
... assets, the tendency to trade off stability for yield is well-restrained, attributable to the long-term nature of insurance liabilities as well as variable capital charges embedded in risk-based solvency schemes. It is for this reason that the Insurance Authority (IA) is moving ahead with full steam to...
https://www.ia.org.hk/english/infocenter/files/FT_Asia_Insurance_Summit_2018.pdf -
Date: 2021-12-09
... assets, the tendency to trade off stability for yield is well-restrained, attributable to the long-term nature of insurance liabilities as well as variable capital charges embedded in risk-based solvency schemes. It is for this reason that the Insurance Authority (IA) is moving ahead with full steam to...
https://www.ia.org.hk/english/infocenter/files/FT_Asia_Insurance_Summit_2018.pdf -
Date: 2021-09-08
... assets, the tendency to trade off stability for yield is well-restrained, attributable to the long-term nature of insurance liabilities as well as variable capital charges embedded in risk-based solvency schemes. It is for this reason that the Insurance Authority (IA) is moving ahead with full steam to...
https://www.ia.org.hk/english/infocenter/files/FT_Asia_Insurance_Summit_2018.pdf -
Date: 2020-06-12
... collected in the Needs Analysis.) 11.2 the financial commitment of clients, i.e. the total premiums payable for the full payment terms of the recommended products as shown in the insurers’ illustration documents. When there are premiums for any riders to the recommended product not included in the...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/2_CIB_GN12_on_Product_Recommend_for_LT_v2_13_10_2015_eg19.pdf -
Date: 2019-12-20
[PDF]
cir_aml_20171011.pdf
... customer relationship should therefore always be verified. FIs are required to collect the address of the trustee. Customers – Corporation (Paragraph 4.9.7) An FI should obtain and verify the following information in relation to a customer which is a corporation: (a) full name; (b) date and place of...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/cir_aml_20171011.pdf -
Date: 2018-01-15