... agent by prohibiting her from applying to be licensed for 18 months. The penalty was imposed because the agent was found not to be a fit and proper person after having forged the client’s instructions and fabricated the client’s signature on two separate occasions between December 2021 and...
https://www.ia.org.hk/english/infocenter/press_releases/20230529.html -
Date: 2023-05-29
... to our office in Wong Chuk Hang. Although it is quite a distance from the central business districts where most of your offices are situated, I believe you would all appreciate that it is after all not too bad a choice for office location; especially it is a rather peaceful neighbourhood on the Hong...
https://www.ia.org.hk/english/infocenter/files/new_regulatory_regime_190923.pdf -
Date: 2020-06-12
... Fees and Remuneration 5.3 Member’s fees and remuneration, whether initial and/or ongoing, must be fair and reasonable in the circumstances and be characterized by good faith. Member should not charge or accept any fee in such amount that is disproportionate to the service rendered to client. 5.4 The...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/2_PIBA_CoC_Inv._Linked_Busi._v2_20_12_2013_eg19.pdf -
Date: 2019-12-20
... Morning. I am most delighted to join you here this morning at the Financial Times Asia Insurance Summit. This is the third time I address the Summit but my position has changed from the Commissioner of Insurance, a civil service post, to the CEO of a new, independent statutory body, the Insurance Authority...
https://www.ia.org.hk/english/infocenter/files/FT_Asia_Insurance_Summit_on_19.10.2017_Keynote_Address_final.pdf -
Date: 2021-12-09
... Morning. I am most delighted to join you here this morning at the Financial Times Asia Insurance Summit. This is the third time I address the Summit but my position has changed from the Commissioner of Insurance, a civil service post, to the CEO of a new, independent statutory body, the Insurance Authority...
https://www.ia.org.hk/english/infocenter/files/FT_Asia_Insurance_Summit_on_19.10.2017_Keynote_Address_final.pdf -
Date: 2021-09-08
... Morning. I am most delighted to join you here this morning at the Financial Times Asia Insurance Summit. This is the third time I address the Summit but my position has changed from the Commissioner of Insurance, a civil service post, to the CEO of a new, independent statutory body, the Insurance Authority...
https://www.ia.org.hk/english/infocenter/files/FT_Asia_Insurance_Summit_on_19.10.2017_Keynote_Address_final.pdf -
Date: 2020-06-12
... below) to the customer. 5.2 The FNA process is vital to the principle of “fair customer treatment” and must be strictly adhered to so that: (a) customers are provided with adequate and accurate information before, during and after the point-of-sale of a life insurance policy; and 1 When...
https://www.ia.org.hk/english/legislative_framework/files/GL30_English.pdf -
Date: 2020-09-24
... below) to the customer. 5.2 The FNA process is vital to the principle of “fair customer treatment” and must be strictly adhered to so that: (a) customers are provided with adequate and accurate information before, during and after the point-of-sale of a life insurance policy; and 1 When...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/Financial_needs.pdf -
Date: 2020-06-24