... information. 36. Recommendation 25 requires adequate feedback to be provided to the financial sector and DNFBPs. Such feedback helps institutions and businesses to more accurately assess the ML/TF risks and to adjust their risk programmes accordingly. This in turn makes it more likely that better quality...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/RBA_Guidance_for_Life_Insurance_Sector.pdf -
Date: 2022-04-27
... information. 36. Recommendation 25 requires adequate feedback to be provided to the financial sector and DNFBPs. Such feedback helps institutions and businesses to more accurately assess the ML/TF risks and to adjust their risk programmes accordingly. This in turn makes it more likely that better quality...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/RBA_Guidance_for_Life_Insurance_Sector.pdf -
Date: 2019-11-05
...%) + (0.1 x 5%) = 22% Expected return of Fund B: (0.2 x 20%) + (0.7 x 40%) + [0.1 x (-10%)] = 31% The volatilities of both funds are: Probabilities Return of Fund A pi (ri – r ) 2 Return of Fund B pi (ri – r ) 2 0.2 20% 0.8 20% 24.2 0.7 25% 6.3 40% 56.7 0.1 5% 28.9 -10% 168.1 36 249 The volatility of Fund A...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/12.sn-IL-2017_eng.pdf -
Date: 2019-12-02
... funds are: Probabilities Return of Fund A pi (ri – r ) 2 Return of Fund B pi (ri – r ) 2 0.2 20% 0.8 20% 24.2 0.7 25% 6.3 40% 56.7 0.1 5% 28.9 -10% 168.1 36 249 The volatility of Fund A = √Σpi (ri – r ) 2 = √36 = 6 The volatility of Fund B = √249 = 15.8 (iii) Sharpe Ratio From the above example, Fund B...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/sn-long-2015.pdf -
Date: 2019-12-02
... draft Rules. The reconciliation process for broker companies which seldom handle client monies would be relatively straightforward. Should any broker company encounter difficulties in preparing the relevant reconciliation statement, it is encouraged to contact us for discussion. 36. The offence stated...
https://www.ia.org.hk/english/infocenter/files/Broker_Rules_Conclusions_Eng.pdf -
Date: 2019-09-03
... draft Rules. The reconciliation process for broker companies which seldom handle client monies would be relatively straightforward. Should any broker company encounter difficulties in preparing the relevant reconciliation statement, it is encouraged to contact us for discussion. 36. The offence stated...
https://www.ia.org.hk/english/infocenter/files/final_Broker_Rules_Conclusions_Eng.pdf -
Date: 2019-09-03
... draft Rules. The reconciliation process for broker companies which seldom handle client monies would be relatively straightforward. Should any broker company encounter difficulties in preparing the relevant reconciliation statement, it is encouraged to contact us for discussion. 36. The offence stated...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/Broker_Rules_Conclusions_Eng.pdf -
Date: 2019-09-10
... draft Rules. The reconciliation process for broker companies which seldom handle client monies would be relatively straightforward. Should any broker company encounter difficulties in preparing the relevant reconciliation statement, it is encouraged to contact us for discussion. 36. The offence stated...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/final_Broker_Rules_Conclusions_Eng.pdf -
Date: 2019-09-10
... Analysis 5.2.10 Important Facts Statement for Mainland Policyholder 5.2.11 Relevant Guidelines by Approved Bodies of Insurance Brokers v 5.3 Underwriting 5/36 5.3.1 Underwriting Factors 5.3.2 Medical Reports 5.3.3 Sub-Standard Life and Underwriting Measures 5.4 Policy Issuance 5/40 5.4.1 Policy Delivery...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/11.sn-LT-2017_eng.pdf -
Date: 2019-12-02
...) 5.2.9 Initiative on Financial Needs Analysis 5.2.10 Important Facts Statement for Mainland Policyholder 5.2.11 Relevant Guidelines by Approved Bodies of Insurance Brokers v 5.3 Underwriting 5/36 5.3.1 Underwriting Factors 5.3.2 Medical Reports 5.3.3 Sub-Standard Life and Underwriting Measures 5.4 Policy...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/P3_SN_eng_2017ver_2018update.pdf -
Date: 2019-12-02