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GL3_Appendix_B.pdf
...代表單一當事 人開立，或每名當事人都個別開有附屬戶口，而且資金 並沒有在保險機構內混合在一起，則保險機構除了確立 開立戶口的律師的身分外，亦應識別相關當事人的身 分。 4.11 嚴格盡職審查(嚴格審查) 一般規定 附表2第15條 4.11.1 保險機構應對業務關係實施嚴格審查措施，以緩減及管 理以下情況所涉及的高洗錢及恐怖分子資金籌集風險： (a) 以性質而論，屬可引致高洗錢及恐怖分子資金籌集 風險的情況；或 (b) 保監局在給予該保險機構的書面通知中指明的情 況。 36 附表2第15條 4.11.2 保險機構應根據所識別的較高洗錢及恐怖分子資金籌集 風險因素，實施與洗錢及恐怖分子資金籌集風險性...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/GL3_Appendix_B.pdf -
Date: 2019-02-01
... 人進行盡職審查。如負責執行盡職審查措施的人(投資公 司 36或獲委任機構 )屬附表2第4(3)(d)條所載的任何機構 類別，而保險機構信納該投資公司已確保有可靠的制度 及管控措施，可按照與附表2所列載相若的規定對相關投 資者進行盡職審查 (包括識別及核實身分 )，則保險機構 可選擇不識別及不採取合理措施核實該客戶的實益擁有 人的身分。 4.10.16 如有關投資公司或獲委任機構均不符合附表 2 第 4(3)(d) 條所載的任何機構類別，則保險機構應識別任何擁有或 控制該投資公司 25%以上權益的投資者的身分。保險機 構可考慮是否適宜依賴負責進行盡職審查的投資公司或 獲委任機構 (視情況而定...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/20190913_1_Appendix_B.pdf -
Date: 2019-12-24
... Consultation Paper on a Risk-based Capital Framework for the Insurance Industry of Hong Kong Consultation Paper on a Risk-based Capital Framework for the Insurance Industry of Hong Kong 2 FOREWORD 1 This paper is published by the Insurance Authority (IA) to consult interested parties on the pro...
https://www.ia.org.hk/english/infocenter/files/rbc_consultation_paper.pdf -
Date: 2019-09-03
...員工 + Public 公眾人士 + Commissioning Body 委託機構員工 Mr Henry LEE 2190 7028 80/74/36 Renewed The Hong Kong Institute of Bankers ECF – Retail Wealth Management (RWM) - Financial Planning and Wealth Management * No 15 12 Mar 2021 - 11 Mar 2022 In-house 內部員工 + Public 公眾人士 + Commissioning Body 委託機構員工 Mr Henry LEE 2190...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/List_of_Approved_T1_CPD_adopting_VC.pdf -
Date: 2021-05-06
[PDF]
iaismmou.pdf
..., Undersecretariat of Treasury of Turkey (20 March 2013) 36. Nebraska Department of Insurance, USA (12 April 2013) 37. Insurance Regulatory and Development Authority, India(1 May 2013) 38. Capital Markets, Insurance and Savings Division, Israel (29 November 2013) 39. Financial Services Commission, Mauritius (20...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/iaismmou.pdf -
Date: 2020-09-28
[PDF]
iaismmou.pdf
..., Undersecretariat of Treasury of Turkey (20 March 2013) 36. Nebraska Department of Insurance, USA (12 April 2013) 37. Insurance Regulatory and Development Authority, India(1 May 2013) 38. Capital Markets, Insurance and Savings Division, Israel (29 November 2013) 39. Financial Services Commission, Mauritius (20...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/iaismmou.pdf -
Date: 2021-11-01
...對象 Contact 聯絡方法 80/74/35 The Hong Kong Institute of Bankers ECF - Retail Wealth Management (RWM) - Investment and Asset Management: Product Solutions * No 15 12 Mar 2021 - 11 Mar 2022 In-house 內部員工 + Public 公眾人士 + Commissioning Body 委託機構員工 Mr Henry LEE 2190 7028 80/74/36 The Hong Kong Institute of...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/List_of_Approved_T1_CPD_adopting_VC.pdf -
Date: 2021-12-06
[PDF]
iaismmou.pdf
..., Undersecretariat of Treasury of Turkey (20 March 2013) 36. Nebraska Department of Insurance, USA (12 April 2013) 37. Insurance Regulatory and Development Authority, India(1 May 2013) 38. Capital Markets, Insurance and Savings Division, Israel (29 November 2013) 39. Financial Services Commission, Mauritius (20...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/iaismmou.pdf -
Date: 2021-09-01
[PDF]
iaismmou.pdf
..., Undersecretariat of Treasury of Turkey (20 March 2013) 36. Nebraska Department of Insurance, USA (12 April 2013) 37. Insurance Regulatory and Development Authority, India(1 May 2013) 38. Capital Markets, Insurance and Savings Division, Israel (29 November 2013) 39. Financial Services Commission, Mauritius (20...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/iaismmou.pdf -
Date: 2020-06-19
... information. 36. Recommendation 25 requires adequate feedback to be provided to the financial sector and DNFBPs. Such feedback helps institutions and businesses to more accurately assess the ML/TF risks and to adjust their risk programmes accordingly. This in turn makes it more likely that better quality...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/RBA_Guidance_for_Life_Insurance_Sector.pdf -
Date: 2021-11-12