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mu20130528.pdf
... prohibition in section 34L, the MPFA is vested with investigation powers, and may also nominate an IR to assist the MPFA in the investigation. 3 4. REGISTRATION AND APPROVAL 4.1 The MPFA may register a person as a PI or SI pursuant to section 34T or 34U of the Ordinance if it is satisfied, inter alia, that...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/mu20130528.pdf -
Date: 2020-09-28
[PDF]
mu20130528.pdf
... prohibition in section 34L, the MPFA is vested with investigation powers, and may also nominate an IR to assist the MPFA in the investigation. 3 4. REGISTRATION AND APPROVAL 4.1 The MPFA may register a person as a PI or SI pursuant to section 34T or 34U of the Ordinance if it is satisfied, inter alia, that...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/mu20130528.pdf -
Date: 2021-11-01
[PDF]
GL2.pdf
... 19. NZX Limited 20. Osaka Securities Exchange Co., Ltd. 21. Oslo Børs ASA 22. Singapore Exchange Securities Trading Limited 23. SIX Swiss Exchange AG 24. Sociedad Rectora de la Bolsa de Valores de Madrid, S.A. (Sociedad Unipersonal) 25. Société de la Bourse de Luxembourg S.A. 26. The NASDAQ Stock...
https://www.ia.org.hk/english/legislative_framework/files/GL2.pdf -
Date: 2020-09-24
[PDF]
mu20130528.pdf
... prohibition in section 34L, the MPFA is vested with investigation powers, and may also nominate an IR to assist the MPFA in the investigation. 3 4. REGISTRATION AND APPROVAL 4.1 The MPFA may register a person as a PI or SI pursuant to section 34T or 34U of the Ordinance if it is satisfied, inter alia, that...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/mu20130528.pdf -
Date: 2021-09-01
[PDF]
mu20130528.pdf
... prohibition in section 34L, the MPFA is vested with investigation powers, and may also nominate an IR to assist the MPFA in the investigation. 3 4. REGISTRATION AND APPROVAL 4.1 The MPFA may register a person as a PI or SI pursuant to section 34T or 34U of the Ordinance if it is satisfied, inter alia, that...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/mu20130528.pdf -
Date: 2020-06-19
[PDF]
Eng_GL24_CPD.pdf
... Behaviour and Management (s) Quantitative Methods (t) Statistics (u) Strategic Management 7. Any other topics the IA may add from time to time8 8 Any new topic to be added will be published on the IA’s website. Annex 1 16 Schedule III Specified Qualifications for Types 5 and 6 Qualified CPD Activities (a...
https://www.ia.org.hk/english/legislative_framework/files/Eng_GL24_CPD.pdf -
Date: 2020-09-24
... Behaviour and Management (s) Quantitative Methods (t) Statistics (u) Strategic Management 7. Any other topics the IA may add from time to time8 8 Any new topic to be added will be published on the IA’s website. Annex 1 16 Schedule III Specified Qualifications for Types 5 and 6 Qualified CPD Activities (a...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/GuidelineonContinuingProfessionalDevelopmentforLicensedInsuranceIntermediaries.pdf -
Date: 2020-06-24
... Behaviour and Management (s) Quantitative Methods (t) Statistics (u) Strategic Management 7. Any other topics the IA may add from time to time8 8 Any new topic to be added will be published on the IA’s website. Annex 1 16 Schedule III Specified Qualifications for Types 5 and 6 Qualified CPD Activities (a...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/GuidelineonContinuingProfessionalDevelopmentforLicensedInsuranceIntermediaries_Brokers.pdf -
Date: 2020-06-24
[PDF]
Eng_GL24_CPD.pdf
... Behaviour and Management (s) Quantitative Methods (t) Statistics (u) Strategic Management 7. Any other topics the IA may add from time to time8 8 Any new topic to be added will be published on the IA’s website. Annex 1 16 Schedule III Specified Qualifications for Types 5 and 6 Qualified CPD Activities (a...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/Eng_GL24_CPD.pdf -
Date: 2019-09-10
[PDF]
Interpretation_Notes.pdf
...) and 9.4 of the Guideline, please clarify the requirement(s) on the timeline and minimum number of attempts of conducting the post-sale calls. A 23 Authorized insurers are required to make the post-sale calls within 5 working days of the date of policy issue (i.e. T plus 5 working days, where T is the...
https://www.ia.org.hk/english/legislative_framework/files/Interpretation_Notes.pdf -
Date: 2020-09-24