... business or regulated activities (e.g. failing to comply with the requirements in the Insurance Ordinance (Cap. 41) or the codes and guidelines issued by the IA causing actual or potential prejudice t... • carrying on regulated activities or insurance business without the requisite licence or...

... Provident Fund Schemes Ordinance (Cap. 485) (“MPFSO”). In our work as frontline regulator we wish to draw the public’s attention to the following scam, where potential fraudsters seek to impersonate MPF intermediaries for ill-gotten gain. Here is how the scam works: Conduct in Focus P.12 DON’T FALL FOR IT...

... methodology to apply these risk factors in determining the ML/TF risk rating of customers, relevant factors to be considered may include the following: 1. Country risk Customers with residence in or connection with high-risk jurisdictions7 for example: (a) those that have been identified by the FATF as...

... exercises. Public education campaigns are also orchestrated t o e m p o w e r p o l i c y h o l d e r s a n d g e n e r a t e awareness of the IA’s achievements. Our corporate governance framework is built around well-defined management structures, clear lines of accountability, comprehensive internal...

... exercises. Public education campaigns are also orchestrated t o e m p o w e r p o l i c y h o l d e r s a n d g e n e r a t e awareness of the IA’s achievements. Our corporate governance framework is built around well-defined management structures, clear lines of accountability, comprehensive internal...

... course of your official duty. 重要告示 香港警務處持有並保留本簡報檔案包括版權在內的所有權益。除預 先獲得警務處處長書面許可外，本簡報檔案只可用作個人學習及處 理公務上用途。 @H on g Ko ng P ol ic e Fo rc e fo r Tr ai ni ng P ur po se O nl y 香 港 警 務 處 版 權 所 有 只 作 培 訓 用 途 1.1. About JFIU 2.2. Key Legislation 3.3. STR 4.4. Challenges 5.5. Case Studies OverviewOverview S T R...