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⏭... Page 1 of 2 Practice Note supplementing Standard and Practice 7.1 of the Code of Conduct for Licensed Insurance Brokers in relation to Disclosure Requirements for Remuneration received by a Licensed Insurance Broker Company from an Insurer A. Introduction 1. Standard and Practice 7.1 of the Code...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/Practice_note_on_Remuneration_Disclosure_Eng.pdf -
Date: 2020-06-24
... PROFESSIONAL INSURANCE BROKERS ASSOCIATION LTD. MEMBERSHIP REGULATIONS (First made in October 2003 and was amended on 15 April 2013) 1 PROFESSIONAL INSURANCE BROKERS ASSOCIATION LIMITED MEMBERSHIP REGULATIONS 1. Membership The Association shall consist of company memberships as defined in the...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/5_PIBA_Membership_Regulations_v5_15_4_2013_eg19.pdf -
Date: 2019-12-20
... ................................................................................................... 3 2 DEFINITIONS ......................................................................................................... 4 3 RELEVANT RESPONSIBILITIES OF THE IA UNDER THE MOU ............ 5 4 RELEVANT RESPONSIBILITIES OF THE SFC UNDER THE MOU.......7 5 REFFERALS OF ENFORCEMENT CASES...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/MOU_between_SFC_and_IA_final_28Sep2020.pdf -
Date: 2020-09-28
... ................................................................................................... 3 2 DEFINITIONS ......................................................................................................... 4 3 RELEVANT RESPONSIBILITIES OF THE IA UNDER THE MOU ............ 5 4 RELEVANT RESPONSIBILITIES OF THE SFC UNDER THE MOU.......7 5 REFFERALS OF ENFORCEMENT CASES...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/MOU_between_SFC_and_IA_final_28Sep2020.pdf -
Date: 2021-11-01
... ................................................................................................... 3 2 DEFINITIONS ......................................................................................................... 4 3 RELEVANT RESPONSIBILITIES OF THE IA UNDER THE MOU ............ 5 4 RELEVANT RESPONSIBILITIES OF THE SFC UNDER THE MOU.......7 5 REFFERALS OF ENFORCEMENT CASES...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/MOU_between_SFC_and_IA_final_28Sep2020.pdf -
Date: 2021-09-01
... Licensed Insurance Intermediaries Investigation For more effective regulation of licensed insurance intermediaries and better protection of the interests of policy holders, the Insurance Authority (“IA”) has been provided with express powers...
https://www.ia.org.hk/english/enforcement/lii/iis.html -
Date: 2021-09-13
[PDF]
GL18.pdf
... GL18 GUIDELINE ON EXERCISING POWER TO IMPOSE PECUNIARY PENALTY IN RESPECT OF AUTHORIZED INSURERS UNDER THE INSURANCE ORDINANCE (CAP. 41) Insurance Authority Contents Page 1. Introduction 1 2. Scope of Application 1 3. Considerations in Exercising IA’s Power to Impose Pecuniary Penalty 2 4....
https://www.ia.org.hk/english/legislative_framework/files/GL18.pdf -
Date: 2020-09-24
... Insurance Authority consults on proposed guideline on pecuniary penalties for licensed insurance intermediaries 26 October 2018 The Insurance Authority (IA) today (26 October 2018) launched a two-month public consultation on the draft Guideline on...
https://www.ia.org.hk/english/infocenter/press_releases/20181026.html -
Date: 2018-10-31
... Page 1 of 3 Practice Note supplementing Standard and Practice 5.4 of the Code of Conduct for Licensed Insurance Brokers in relation to Client Agreements which a Licensed Insurance Broker Company enters into with a client for Linked Long Term Business A. Introduction 1. Standard and Practice 5.4(a...
https://www.ia.org.hk/english/legislative_framework/files/Practice_note_on_Client_Agreement_ILAS_Eng.pdf -
Date: 2020-06-01
... Page 1 of 3 Practice Note supplementing Standard and Practice 5.4 of the Code of Conduct for Licensed Insurance Brokers in relation to Client Agreements which a Licensed Insurance Broker Company enters into with a client for Linked Long Term Business A. Introduction 1. Standard and Practice 5.4(a...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/Practice_note_on_Client_Agreement_ILAS_Eng.pdf -
Date: 2020-06-24