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hk-fsa_mou_rev.pdf
... HKIA MoU 9 OCTOBER 2003 MEMORANDUM OF UNDERSTANDING The Insurance Authority of The Hong Kong Special Administrative Region of the People’s Republic of China Financial Services Authority United Kingdom Contents RECITALS 2 OPERATIVE PART 3 Interpretation 3 Purpose 3 Principles 4 Provision of...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/hk-fsa_mou_rev.pdf -
Date: 2020-06-19
... - 1 - CIB-GN(12) (issued on 18 December 2014, effective from 1 January 2015) (revised on 13 October 2015, effective from 1 January 2016) Guidance Note on Product Recommendation for Long Term Insurance Business According to Membership Regulation 3.5, the General Committee is issuing this Guidance...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/2_CIB_GN12_on_Product_Recommend_for_LT_v2_13_10_2015_eg19.pdf -
Date: 2019-12-20
... Microsoft Word - GN1AdditionalReportingRequirementofPII _revised on 10Jun09_ CIB-GN(1) (Issued on 7 March 2007) (Revised on 10 June 2009) Guidance Note on Annual Certification for Adequate Professional Indemnity Insurance According to Membership Regulation 3.5, the General Committee is issuing...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/2_GN_on_An_Cert_for_Prof_Ind_v2_10_6_2009_eg19.pdf -
Date: 2019-12-20
... constituent members of Bodies of Insurance Brokers 5 4. Fundamental Principles relating to the test on fitness and propriety of an insurance broker 15 5. Submission of annual financial statements and auditor’s report 23 6. Commencement 25 Exhibits Annexure - Notice to client A - Acknowledgement B - Notice to...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/GuidelineonMininumRequirementsforInsuranceBrokers.pdf -
Date: 2020-06-16
... constituent members of Bodies of Insurance Brokers 5 4. Fundamental Principles relating to the test on fitness and propriety of an insurance broker 15 5. Submission of annual financial statements and auditor’s report 23 6. Commencement 25 Exhibits Annexure - Notice to client A - Acknowledgement B - Notice to...
https://www.ia.org.hk/english/legislative_framework/files/guideline_on_mininum_requirements_for_insurance_brokers_eng.pdf -
Date: 2020-09-24
... Building a Robust Regime On Anti-Money Laundering & Counter-Terrorist Financing Building a Robust Regime On Anti-Money Laundering & Counter-Terrorist Financing Hon Chan Senior Manager (AML) 15 December 2011 Office of the Commissioner of Insurance The Government of the Hong Kong Special...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/e-ppt20111230-01-text.pdf -
Date: 2021-11-12
... Building a Robust Regime On Anti-Money Laundering & Counter-Terrorist Financing Building a Robust Regime On Anti-Money Laundering & Counter-Terrorist Financing Hon Chan Senior Manager (AML) 15 December 2011 Office of the Commissioner of Insurance The Government of the Hong Kong Special...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/e-ppt20111230-01-text.pdf -
Date: 2022-04-27
... Building a Robust Regime On Anti-Money Laundering & Counter-Terrorist Financing Building a Robust Regime On Anti-Money Laundering & Counter-Terrorist Financing Hon Chan Senior Manager (AML) 15 December 2011 Office of the Commissioner of Insurance The Government of the Hong Kong Special...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/e-ppt20111230-01-text.pdf -
Date: 2019-11-05
[PDF]
Interpretation_Notes.pdf
... 1 Insurance Authority (“IA”) Circular providing interpretation notes (“Circular”) relating to the Guideline on Sale of Investment-Linked Assurance Scheme (“ILAS”) Products The Insurance Authority (“IA”) issues this Circular with the aim of providing further guidance to authorized insurers and...
https://www.ia.org.hk/english/legislative_framework/files/Interpretation_Notes.pdf -
Date: 2020-09-24
... 1 Insurance Authority (“IA”) Circular providing interpretation notes (“Circular”) relating to the Guideline on Sale of Investment-Linked Assurance Scheme (“ILAS”) Products The Insurance Authority (“IA”) issues this Circular with the aim of providing further guidance to authorized insurers and...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/GL_26_Interpretation_Notes_Eng.pdf -
Date: 2020-06-24