... Activity Providers could make the certificate/record of completion available in the learning management system for downloading and printing by the users anytime as long as the users remain a subscriber to the e-learning service. 3.1.5.2. Users are advised to download the certificate/record of completion...

... Activity Providers could make the certificate/record of completion available in the learning management system for downloading and printing by the users anytime as long as the users remain a subscriber to the e-learning service. 3.1.5.2. Users are advised to download the certificate/record of completion...

... sure the policyholder experience is as it should be! The need for the prospective customer to make an informed decision CONDUCT IN FOCUS 6 To support the new regulatory regime for licensed insurance intermediaries, the “Corruption Prevention Advisory Service” (CPAS) of the Corruption Prevention...

... Professionals Series) 個人績效登峰(保險及投資專才系列) * No 16 5 Jan 2021 - 4 Jan 2022 Public 公眾人士 + Commissioning Body 委託機構員工 Ms Polly TAM 2836 1822 80/07/60 Institute of Professional Education and Knowledge, VTC Risk Assessment and Management for Financial Service Executives 風險評估及管理(財經業人士) * No 16 5 Jan 2021 - 4 Jan 2022...

... management, accuracy and completeness of relevant updates therein 14 3. Customer Risk Assessment Findings: Risk assessment not actually conducted by some insurers Certain risk factors (e.g. product/ service and delivery/ distribution channel risk) not considered in determining overall ML/TF risk rating...

... two others, from at least one I will be able to learn.” At the IA, we would keep on our learning by walking with many more others, be they from the diverse membership which makes up our great industry, the service providers who support them, or our fellow regulators both in Hong Kong and abroad. I am...

... two others, from at least one I will be able to learn.” At the IA, we would keep on our learning by walking with many more others, be they from the diverse membership which makes up our great industry, the service providers who support them, or our fellow regulators both in Hong Kong and abroad. I am...

... management, accuracy and completeness of relevant updates therein 14 3. Customer Risk Assessment Findings: Risk assessment not actually conducted by some insurers Certain risk factors (e.g. product/ service and delivery/ distribution channel risk) not considered in determining overall ML/TF risk rating...

... commissions, service fees or marketing allowances paid by the insurers. For these, additional measures for disclosure (over and above those stated in this Practice Note) may be required to be given by the licensed insurance broker company to the client and express consent obtained. Please also see circular...

... commissions, service fees or marketing allowances paid by the insurers. For these, additional measures for disclosure (over and above those stated in this Practice Note) may be required to be given by the licensed insurance broker company to the client and express consent obtained. Please also see circular...