... not occur in future; (iii) the degree of cooperation with the IA, other relevant authorities and/or law enforcement agencies during the investigation of the contravention; and (iv) the likelihood that the insurance institution will commit the same type of contravention in the future if no or a lighter...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/GL3A_Appendix_A.pdf -
Date: 2019-02-01
... taken to ensure that similar contraventions will not occur in future; (iii) the degree of cooperation with the IA, other relevant authorities and/or law enforcement agencies during the investigation of the contravention; and (iv) the likelihood that the insurance institution will commit the same type of...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/20190913_1_Appendix_C.pdf -
Date: 2019-12-24
... the Referrers do not represent the Members; - disclaim liability of any conduct by the Referrers. Members should keep adequate records, sufficient to account for its effort in direct dealings with this type of clients or in conducting due diligence on the legal capability of referrers to practise as...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/1_CIB_GN8_Guidance_Note_on_Dealing_with_Referral_Business_v1_7_5_2010_eg19.pdf -
Date: 2019-12-20
... authorities and/or law enforcement agencies during the investigation of the contravention; and (iv) the likelihood that the insurance institution will commit the same type of contravention in the future if no or a lighter penalty is imposed. (c) The previous disciplinary record and compliance history of the...
https://www.ia.org.hk/english/enforcement/anti_money_laundering_and_counter_terrorist_financing/files/GL3A_Eng.pdf -
Date: 2019-12-27
... All supporting documents in connection with the Application should be duly verified against the relevant original copy by your appointing principals before submission to the IA. If you are an existing licensed insurance intermediary and intend to apply for a different type of insurance intermediary...
https://www.ia.org.hk/english/infocenter/forms/files/NotesonIndividualLicenceApplication.pdf -
Date: 2019-09-22
... That means the validity of the existing policy is incontestable unless there is fraud or non-payment of premiums. Is the type of the new policy the same as your existing one? If you intend to replace a traditional life insurance policy with an investment-linked life insurance policy (these two types...
https://www.ia.org.hk/english/consumer/files/life_insurance_policy_eng.pdf -
Date: 2020-04-21
...,964 441,175 425,570 132,580 117,342 317,981 269,408 461,603 (927) 28,300 (180,748) 53,555,028 35,261,820 34,844,941 9,968,051 6,256,224 29,364,777 20,202,317 21,889,422 (60,140) 6,176,002 583,433 業務類別 香港㇐般保險業務的臨時統計數字 # Provisional Statistics on Hong Kong General Insurance Business # 二零㇐八年㇐月至十二月...
https://www.ia.org.hk/english/infocenter/statistics/files/4q18gen.pdf -
Date: 2020-03-16
... insurer should include in its ORSA Report a description of the impact of each scenario including commentary on the results and, where appropriate, a breakdown of the movements in capital (e.g. by asset/liability type) and PCR (e.g. by PCR risk type). Management actions – A general business insurer...
https://www.ia.org.hk/english/legislative_framework/files/GL21_GI_SST_20200113.pdf -
Date: 2020-09-24
..., where appropriate, a breakdown of the movements in capital (e.g. by asset/liability type) and PCR (e.g. by PCR risk type). Management actions – A general business insurer should include in its ORSA Report a description of the management actions, including the order, timing and the impact of the...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/cir_20200113_appendix_1.pdf -
Date: 2020-06-15
..., where appropriate, a breakdown of the movements in capital (e.g. by asset/liability type) and PCR (e.g. by PCR risk type). Management actions – A general business insurer should include in its ORSA Report a description of the management actions, including the order, timing and the impact of the...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/cir_20200113_appendix_1.pdf -
Date: 2020-12-21