..., chief executives, controllers and key persons in relevant control functions of the insurers to which the standards and requirements apply and (ii) the insurance intermediaries to which the standards and requirements apply and (in the case of licensed insurance agencies and licensed insurance broker...

..., whose main duty is to ensure compliance with codes, rules and guidelines. The Appointed Actuary performs a pivotal role in maintaining internal control and risk mitigation functions that accord proper safeguard to the interest of policy holders – a demanding task that calls for business acumen and...

... Since it is the intention for the insurer to collect the amount of levy in accordance with the Insurance (Levy) Order, and the discrepancy between the levy remittance (scenario 1: HK$39.90 or 2: HK$40.10) and the levy payable is solely due to the forex fluctuation which is beyond the control of insurers...

...”  (i.e.  converting  the  FNA  Form  into  a  template  and  keying  information  into  the  relevant  fields  using  a  portable  computer) should put  into place appropriate control mechanism to ensure that no  field in the template would be subject to pre‐filling prior to communicating with the...

... 20. Latest accounts of all corporate controllers (within the meaning of section 9 of the Ordinance) of the Company. 21. Corporate chart of the group of which the Company is a member, with the respective percentages of shareholding. 22. Policies, guidelines or manuals on internal control, underwriting...

... member, with the respective percentages of shareholding. 22. Policies, guidelines or manuals on internal control, underwriting, claims handling and reserving, reinsurance, investment and AML / CFT in Hong Kong. ...