... customers, Member Companies must implement the following controls for non-bancassurance ILAS sale (either in accordance with Option A or B below). Where additional control measures have been set up by Member Companies for “Vulnerable Customers”, the script should be suitably modified to reflect those...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/4_HKFI_ILAS_Requirements_v4_8_12_2014_20190823.pdf -
Date: 2019-12-20
..., reinsurance arrangements and supervision of intermediaries, the scope and depth of which vary depending on the nature or level of risks involved. The inspection teams will focus on risk management and internal control systems to ensure that business is conducted orderly and in accordance with policies...
https://www.ia.org.hk/english/infocenter/files/AR2013.pdf -
Date: 2021-12-14
..., reinsurance arrangements and supervision of intermediaries, the scope and depth of which vary depending on the nature or level of risks involved. The inspection teams will focus on risk management and internal control systems to ensure that business is conducted orderly and in accordance with policies...
https://www.ia.org.hk/english/infocenter/files/AR2013.pdf -
Date: 2022-05-24
..., reinsurance arrangements and supervision of intermediaries, the scope and depth of which vary depending on the nature or level of risks involved. The inspection teams will focus on risk management and internal control systems to ensure that business is conducted orderly and in accordance with policies...
https://www.ia.org.hk/english/infocenter/files/AR2013.pdf -
Date: 2020-06-23