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IA_MA_MoU.pdf
... or financial groups in which both Parties have a mutual regulatory interest, the Parties will use their best endeavours to ensure that there are no gaps in regulatory supervision and to eliminate unnecessary duplication of supervisory effort; and (c) to the extent permitted by applicable laws, each...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/IA_MA_MoU.pdf -
Date: 2020-09-28
[PDF]
IA_MA_MoU.pdf
... or financial groups in which both Parties have a mutual regulatory interest, the Parties will use their best endeavours to ensure that there are no gaps in regulatory supervision and to eliminate unnecessary duplication of supervisory effort; and (c) to the extent permitted by applicable laws, each...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/IA_MA_MoU.pdf -
Date: 2021-11-01
[PDF]
IA_MA_MoU.pdf
... or financial groups in which both Parties have a mutual regulatory interest, the Parties will use their best endeavours to ensure that there are no gaps in regulatory supervision and to eliminate unnecessary duplication of supervisory effort; and (c) to the extent permitted by applicable laws, each...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/IA_MA_MoU.pdf -
Date: 2021-09-01
[PDF]
IA_MA_MoU.pdf
... or financial groups in which both Parties have a mutual regulatory interest, the Parties will use their best endeavours to ensure that there are no gaps in regulatory supervision and to eliminate unnecessary duplication of supervisory effort; and (c) to the extent permitted by applicable laws, each...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/IA_MA_MoU.pdf -
Date: 2020-06-19
[PDF]
GI_SN_eng_2018.pdf
... be denied. Note: Technically the description of “all risks” is not totally correct, since there must be some excluded risks (that is why this term is sometimes expressed in inverted commas). (c) Fundamental Risks Put simply, a fundamental risk is basically one whose causes are outside the control of...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/GI_SN_eng_2018.pdf -
Date: 2019-12-02
... person was a regulated person; or (c) the IA is of the opinion that: (i) at the time when the person is a regulated person, the person is not a fit and proper person; or (ii) at a time when the person was a regulated person, the person was not a fit and proper person. 1.3. Under section 83 of the...
https://www.ia.org.hk/english/legislative_framework/files/Guideline_on_Pecuniary_Penalty_English.pdf -
Date: 2020-09-24
... person was a regulated person; or (c) the IA is of the opinion that: (i) at the time when the person is a regulated person, the person is not a fit and proper person; or (ii) at a time when the person was a regulated person, the person was not a fit and proper person. 1.3. Under section 83 of the...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/GuidelineonExercisingPowertoImposePecuniaryPenaltyinRespectofRegulatedPersonsundertheInsuranceOrdinance.pdf -
Date: 2020-06-24
... person was a regulated person; or (c) the IA is of the opinion that: (i) at the time when the person is a regulated person, the person is not a fit and proper person; or (ii) at a time when the person was a regulated person, the person was not a fit and proper person. 1.3. Under section 83 of the...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/GuidelineonExercisingPowertoImposePecuniaryPenaltyinRespectofRegulatedPersonsundertheInsuranceOrdinance_Brokers.pdf -
Date: 2020-06-24