..., financial products and financial markets. Also, in its capacity as the competent authority (i.e. the UK Listing Authority) under Part VI of FSMA, the FSA is responsible for regulating listed issuers and their corporate advisers. C. The IA and the FSA wish to enter into this MoU to provide a framework for...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/hk-fsa_mou_rev.pdf -
Date: 2020-09-28
..., financial products and financial markets. Also, in its capacity as the competent authority (i.e. the UK Listing Authority) under Part VI of FSMA, the FSA is responsible for regulating listed issuers and their corporate advisers. C. The IA and the FSA wish to enter into this MoU to provide a framework for...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/hk-fsa_mou_rev.pdf -
Date: 2021-11-01
..., financial products and financial markets. Also, in its capacity as the competent authority (i.e. the UK Listing Authority) under Part VI of FSMA, the FSA is responsible for regulating listed issuers and their corporate advisers. C. The IA and the FSA wish to enter into this MoU to provide a framework for...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/hk-fsa_mou_rev.pdf -
Date: 2021-09-01
..., financial products and financial markets. Also, in its capacity as the competent authority (i.e. the UK Listing Authority) under Part VI of FSMA, the FSA is responsible for regulating listed issuers and their corporate advisers. C. The IA and the FSA wish to enter into this MoU to provide a framework for...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/hk-fsa_mou_rev.pdf -
Date: 2020-06-19
... Conduct Division Insurance Authority Encl. c.c. Chairman, The Hong Kong Federation of Insurers [aml_tec-6-45_CE_20170707/em] SC/12876 16 JUNE 2017 PRESS RELEASE SECURITY COUNCIL Security Council ISIL (Da’esh) and Al-Qaida Sanctions Committee Adds One Name to Its Sanctions List On 16 June 2017, the...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/cir_aml_20170707_1.pdf -
Date: 2018-01-15
... further information on the IA’s enforcement work, please see the “Enforcement News” section of the IA’s website. Should you have any enquiries on the above, please contact us by email at
[email protected]. Yours faithfully, Peter Gregoire Head of Market Conduct General Counsel Insurance Authority
c.c. The...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/20220110CircularCPDbreachEngUpload.pdf -
Date: 2022-05-31
... Conduct Division Insurance Authority c.c. Chairman, The Hong Kong Federation of Insurers [aml_tec-6-45_CE_20181108/ih] ...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/Cir_aml_20181108_v1.pdf -
Date: 2019-02-01
... Professional Insurance Brokers Association. 第一章 Chapter 1 保險業監管局 About the Insurance Authority 7 年報 Annual Report 2016–17 法定職能 根據《保險業條例》(第41章),保監局 的主要職能是規管與監管保險業,以 促進保險業的整體穩定,並保護現有 及潛在的保單持有人。根據《保險業 條例》,保監局須: (a) 負責就獲授權保險人及持牌保險 中介人遵守《保險業條例》條文, 作出監管; (b) 考慮與建議對與保險業有關的法 律的改革; (c) 促進和鼓勵獲授權保險人,採用 適當操守標準及良好和穩妥的業 務常規...
https://www.ia.org.hk/english/infocenter/files/Insurance_Authorit_ESS_2016_17.pdf -
Date: 2020-07-16
... Professional Insurance Brokers Association. 第一章 Chapter 1 保險業監管局 About the Insurance Authority 7 年報 Annual Report 2016–17 法定職能 根據《保險業條例》(第41章),保監局 的主要職能是規管與監管保險業,以 促進保險業的整體穩定,並保護現有 及潛在的保單持有人。根據《保險業 條例》,保監局須: (a) 負責就獲授權保險人及持牌保險 中介人遵守《保險業條例》條文, 作出監管; (b) 考慮與建議對與保險業有關的法 律的改革; (c) 促進和鼓勵獲授權保險人,採用 適當操守標準及良好和穩妥的業 務常規...
https://www.ia.org.hk/english/infocenter/files/Insurance_Authorit_ESS_2016_17.pdf -
Date: 2021-12-14
... Professional Insurance Brokers Association. 第一章 Chapter 1 保險業監管局 About the Insurance Authority 7 年報 Annual Report 2016–17 法定職能 根據《保險業條例》(第41章),保監局 的主要職能是規管與監管保險業,以 促進保險業的整體穩定,並保護現有 及潛在的保單持有人。根據《保險業 條例》,保監局須: (a) 負責就獲授權保險人及持牌保險 中介人遵守《保險業條例》條文, 作出監管; (b) 考慮與建議對與保險業有關的法 律的改革; (c) 促進和鼓勵獲授權保險人,採用 適當操守標準及良好和穩妥的業 務常規...
https://www.ia.org.hk/english/infocenter/files/Insurance_Authorit_ESS_2016_17.pdf -
Date: 2022-05-24