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⏭... Conclusion and Next Steps 10 Schedule 1 – Revised Guideline on Exercising Power to Impose Pecuniary Penalty In Respect of Regulated Persons Under the Insurance Ordinance (Cap. 41) Annex 1 – List of Respondents 1 Introduction Background 1. The Insurance Authority (“IA”) will take over the regulation of...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/Consultation_Conclusions_on_Pecuniary_Penalty_GL_Eng.pdf -
Date: 2019-09-10
... circumstances 1.6 – 1.7: Not exhaustive list of means But if departure from the Guideline, FIs will have to stand prepared to justify such to IA with documented rationale Office of the Commissioner of Insurance The Government of the Hong Kong Special Administrative Region Chapter One: Relevant legislation...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/e-ppt20120306-01-text.pdf -
Date: 2021-11-12
[PDF]
e-ppt20120306-01.pdf
... circumstances 1.6 – 1.7: • Not exhaustive list of means • But if departure from the Guideline, FIs will have to stand prepared to justify such to IA with documented rationale 8 Office of the Commissioner of Insurance The Government of the Hong Kong Special Administrative Region Chapter One: Chapter One...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/e-ppt20120306-01.pdf -
Date: 2021-11-12
... circumstances 1.6 – 1.7: Not exhaustive list of means But if departure from the Guideline, FIs will have to stand prepared to justify such to IA with documented rationale Office of the Commissioner of Insurance The Government of the Hong Kong Special Administrative Region Chapter One: Relevant legislation...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/e-ppt20120306-01-text.pdf -
Date: 2022-04-27
[PDF]
e-ppt20120306-01.pdf
... circumstances 1.6 – 1.7: • Not exhaustive list of means • But if departure from the Guideline, FIs will have to stand prepared to justify such to IA with documented rationale 8 Office of the Commissioner of Insurance The Government of the Hong Kong Special Administrative Region Chapter One: Chapter One...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/e-ppt20120306-01.pdf -
Date: 2022-04-27
... circumstances 1.6 – 1.7: Not exhaustive list of means But if departure from the Guideline, FIs will have to stand prepared to justify such to IA with documented rationale Office of the Commissioner of Insurance The Government of the Hong Kong Special Administrative Region Chapter One: Relevant legislation...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/e-ppt20120306-01-text.pdf -
Date: 2019-11-05
[PDF]
e-ppt20120306-01.pdf
... circumstances 1.6 – 1.7: • Not exhaustive list of means • But if departure from the Guideline, FIs will have to stand prepared to justify such to IA with documented rationale 8 Office of the Commissioner of Insurance The Government of the Hong Kong Special Administrative Region Chapter One: Chapter One...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/e-ppt20120306-01.pdf -
Date: 2019-11-05
... and experience of deciding the full range of disciplinary cases likely to come before the IA’s disciplinary panels. Members of the DPP are appointed by the IA for a renewable term of three years from October 2020 to September 2023. The membership list of the DPP is available on the IA website: https...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Cir_30102020_Formation_of_the_DPP_Publication_of_Conduct_in_Focus.pdf -
Date: 2020-12-21