...; − whether the individual caused or encouraged other regulated persons or other persons to engage in the conduct or the same type of conduct; and − the individual’s experience in the industry and, if the individual is a person referred to in paragraph 2.1(c) above, the individual’s position within the firm....

...; − whether the individual caused or encouraged other regulated persons or other persons to engage in the conduct or the same type of conduct; and − the individual’s experience in the industry and, if the individual is a person referred to in paragraph 2.1(c) above, the individual’s position within the firm....

...; − whether the individual caused or encouraged other regulated persons or other persons to engage in the conduct or the same type of conduct; and − the individual’s experience in the industry and, if the individual is a person referred to in paragraph 2.1(c) above, the individual’s position within the firm....

...; − whether the individual caused or encouraged other regulated persons or other persons to engage in the conduct or the same type of conduct; and − the individual’s experience in the industry and, if the individual is a person referred to in paragraph 2.1(c) above, the individual’s position within the firm....

... that need further examination. (2) FATF Statement on Improving Global AML/CFT Compliance: On-going Process The FATF also issued an updated statement on 21 June 2019 identifying jurisdictions that have strategic AML/CFT deficiencies for which they have developed an action plan with the FATF and provided...

... continue to adhere strictly to the principle of fair treatment of customers. For details, please refer to the IA circulars issued to authorized life insurers on 21 February, 27 March, 15 June, 4 September, 2 December 2020, 24 February, 27 May, 13 September 2021, 4 March and 9...

... Intermediary Insurance Intermediary Licence No. Name in English † Type of licensee □ Individual Insurance Agent □ Technical Representative (Agent) □ Technical Representative (Broker) II. Type of Changes Please select the change(s) reported in the Notification and complete the relevant section(s) accordingly....

... September 2021. Details of the CPD compliance reporting procedures will be announced in due course. - 2 - Additional Facilitative Measures regarding CPD A. Raising the Cap on CPD hours which may be completed by E-learning Activities in the First and Second Assessment Periods The maximum cap on the number of...

... September 2021. Details of the CPD compliance reporting procedures will be announced in due course. - 2 - Additional Facilitative Measures regarding CPD A. Raising the Cap on CPD hours which may be completed by E-learning Activities in the First and Second Assessment Periods The maximum cap on the number of...

...% Individual Life and Annuity (Linked) 其他個人業務 3,308 1,641 4,949 21,215 -76.7% 40 217 257 1,264 -79.7% Other Individual Business 退休計劃團體業務 NA NA 10,684 12,767 -16.3% 37,691 10,985 48,676 31,864 52.8% Retirement Scheme Group Business 非退休計劃團體業務 NA NA 2,969 2,901 2.3% 0 2,779 2,779 2,607 6.6% Non-Retirement Scheme...