... (see paragraph 4.2), means the 21 calendar day period specified in paragraph 5.4 during which the policy holder can cancel the policy and obtain a refund of premium; 2 (c) “Date of issue” in relation to a life insurance policy to which this Guideline applies (see paragraph 4.2), means the date on which...

... this opportunity, I also wish to inform you that, subsequent to my letter of 17 January 2002, the US Government designated under the Executive Order the ninth list of 21 names on 26 February 2002. This list is now attached at Appendix 2. It can also be found in the website of the Office of Foreign...

... will reject your application if you do not reply.] 2. What type(s) of insurance products you are looking for to meet your objectives above? (tick one or more) a) Pure insurance product (without any savings or investment element) (e.g. term insurance) b) Insurance product with savings element (with...

...授權保 險經紀公司) 保險業監管局 目錄 頁數 1. 引言 1 2. 保險業監管局行使施加罰款權力時的考慮因素 1 3. 生效日期 4 1 1. 引言 1.1. 保險業監管局(“保監局”)根據《打擊洗錢及恐怖分子資金 籌集條例》 (第 615 章 )(“條例” )第 23(1)條發出本指引。根 據條例第 21 條，如果經營長期業務或就長期業務提供意見 的獲授權保險人，及就長期業務進行受規管活動的持牌個 人、獲委任保險代理、持牌保險代理機構或持牌代理人及獲 授權保險經紀公司 (“保險機構”)違反條例第 5(11)條所 界定的指明條文，保監局可以只施加罰款，也可同時向該保 險機構施加其他紀律制裁...

...,406 1,193 47,682 (153,813) 其他 Others 5,078 2,652 2,947 744 189 4,770 2,717 2,987 (1) 436 (664) 621,480 358,630 349,822 75,742 48,933 214,396 123,139 135,598 (21) 76,737 88,575 財產損壞 Property Damage 3,372,656 1,467,064 1,367,917 830,818 404,070 1,430,135 388,264 353,354 836 367,962 241,695 444,184 126...

...,986.0 768.2 139.1 428.5 9,598.5 未滿期保費調整 Unearned Premiums Adjustment (4.8) (385.6) 1.8 26.2 8.8 46.2 374.0 21.1 0.3 13.3 101.3 滿期保費 Earned Premiums 1,111.8 1,434.5 40.1 424.9 449.3 2,123.5 2,612.0 747.1 138.8 415.2 9,497.2 須付的佣金 Commissions Payable 248.1 867.1 17.1 106.6 164.8 768.8 311.9 296.8 12.9...

... Financial Services and the Treasury) will mark the commencement of regulation by the IA of insurance intermediaries and is planned to be in mid-2019. 7 CHAPTER 2 THE EXISTING FRAMEWORK Existing Caps 15. Clauses 21-22 of the HKFI Code, which we have set out in SCHEDULE 2 for ease of reference, currently set...

... Insurance Intermediaries Qualifying Examination – Paper II P 1 of 3 Candidates are recommended to study the 2018 Edition of the Study Notes (with Update (August 2019)) for examinations to be held from 2 December 2019 onwards. Insurance Intermediaries Qualifying Examination – Paper II Syllabus for...

..., and procure client to acknowledge receipt thereof in writing and such written acknowledgment should be kept in the client file. Member is also recommended to explain to client in writing the type of services being or to be provided or offered. 7.2 Member should take reasonable steps to ensure that all...

... Code of Conduct 5/18 5.3.1 Securities and Futures Ordinance 5.3.2 Licensing and Registration Requirements 5.3.3 Other Relevant Codes Issued by the Securities and Futures Commission 5.3.4 Offer of Investment 5.3.5 Market Misconduct 5.3.6 CIS Internet Guidance Note 5.4 Other Relevant Legislation 5/21...