Filter
Year
Content Type
File Type
Search Results
⏮
⏴
⏵
⏭... (“Requirements”). 2 Purpose The purpose of the updated Requirements is to incorporate, among others, the enhanced requirements brought about through the introduction of the SFC Handbook to ensure that customers purchase ILAS products which are suitable for them and consistent with their requirements and risk...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/2_HKFI_ILAS_Requirements_v2_1_2011_20190823.pdf -
Date: 2019-12-20
..., and procure client to acknowledge receipt thereof in writing and such written acknowledgment should be kept in the client file. Member is also recommended to explain to client in writing the type of services being or to be provided or offered. 7.2 Member should take reasonable steps to ensure that all...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/2_PIBA_CoC_Inv._Linked_Busi._v2_20_12_2013_eg19.pdf -
Date: 2019-12-20
... should be restrictions on the offering of gifts when distributors promote a specific investment product to investors. 1.2. Following the SFC Consultation Conclusions, the SFC amended its Code of Conduct for Persons Licensed by or Registered with the SFC ("SFC Code of Conduct") to...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/2_HKFI_GN_Gifts_Promo_and_Incentives_v2_1_1_2014_20190823.pdf -
Date: 2019-12-20
[PDF]
Table-L11_2019.pdf
...人壽 HSBC Life 31-12-19 2,675 846,357 2,300,931 36,686,376 利寶國際 Liberty Int'l 31-12-19 - - - - 宏利（國際） Manulife (Int'l) 31-12-19 520 851,223 3,256,791 50,072,296 Massachusetts Mutual Massachusetts Mutual 31-12-19 - - - - 大都會人壽 MetLife 31-12-19 - - - - 美商大都會人壽 Metropolitan Life 31-12-19 - - - - Old...
https://www.ia.org.hk/english/infocenter/statistics/files/Table-L11_2019.pdf -
Date: 2020-09-30
[PDF]
T_G15_2018.pdf
... 91.8 78.8 41.1 Non- 2015 172.4 13.4 7.7 0.2 92.8 58.3 33.8 Proportional 2016 154.5 12.7 8.1 (0.1) 44.4 89.4 57.9 Treaty 2017 159.3 13.9 8.1 0.0 111.7 25.6 16.1 2018 138.8 12.2 10.1 1.4 64.6 50.5 36.4 比例協約 2014 376.6 134.1 11.5 0.0 190.0 41.0 10.9 Proportional 2015 378.4 132.7 13.8 13.4 173.6 44.9 11.9...
https://www.ia.org.hk/english/infocenter/statistics/files/T_G15_2018.pdf -
Date: 2019-11-04
[PDF]
ppt20171122-2.pdf
...檔案只可用作個人學習及處理公務上用 途。 1.1. About JFIU 2.2. Key Legislation 3.3. STR 4.4. Challenges 5.5. Case Studies OverviewOverview S T R ©Hong Kong Police Force香港警務處版權所有 •the Treasury Bureau •(Co•-•ordinate Unit) •Futures •Department •of Justice •Secretary •for Justice •Secretary for the •the Treasury Secretary...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/ppt20171122-2.pdf -
Date: 2021-11-12
[PDF]
ppt20171122-2.pdf
...檔案只可用作個人學習及處理公務上用 途。 1.1. About JFIU 2.2. Key Legislation 3.3. STR 4.4. Challenges 5.5. Case Studies OverviewOverview S T R ©Hong Kong Police Force香港警務處版權所有 •the Treasury Bureau •(Co•-•ordinate Unit) •Futures •Department •of Justice •Secretary •for Justice •Secretary for the •the Treasury Secretary...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/ppt20171122-2.pdf -
Date: 2022-04-27
[PDF]
ppt20171122-2.pdf
...檔案只可用作個人學習及處理公務上用 途。 1.1. About JFIU 2.2. Key Legislation 3.3. STR 4.4. Challenges 5.5. Case Studies OverviewOverview S T R ©Hong Kong Police Force香港警務處版權所有 •the Treasury Bureau •(Co•-•ordinate Unit) •Futures •Department •of Justice •Secretary •for Justice •Secretary for the •the Treasury Secretary...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/ppt20171122-2.pdf -
Date: 2019-11-05
... PowerPoint Presentation Insurance Regulation in Hong Kong John Leung CEO, Insurance Authority 10 October 2017 2 The Insurance Authority • A new independent insurance regulator to comply with the requirement of the International Association of Insurance Supervisors (IAIS) • New regulatory...
https://www.ia.org.hk/english/infocenter/files/Pan_Asian_Regulatory_Insurance_Summit.pdf -
Date: 2021-12-09